James F. Martin

NORDWAND ADVISORS | Managing Director

Radnor, PA 19087

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CRD#: 1218618

Professional summary

James Francis Martin is a registered financial advisor currently at NORDWAND ADVISORS located in Radnor, Pennsylvania and NORDWAND INVESTMENTS, LLC located in Radnor, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 15, Series 7, Series 5, Series 3, Series 27 and Series 24 exams.

Question & Answer

What are your service offerings?

Executive services/Equity comp...

Loans/credit services

Trust & estate planning

Trading individual securities

Financial planning

Philanthropic services

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RCBR Investments, LLC; Media PA, DE; INVESTMENT RELATED; SOLE PROPRIETOR/OWNER/PARTNER; MANAGING MEMBER; 04/2016; 0,1 LMG Investments; Brunswick NJ; Owner; Investment related; 1999; 0,1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2022 - Present

NORDWAND ADVISORS

Office #1: 150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

RIA

CRD#: 322936

Radnor, PA

Current

March 30, 2023 - Present

NORDWAND INVESTMENTS, LLC

Office #1: 150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

RIA

CRD#: 323829

Radnor, PA

Past

April 4, 2016 - December 2, 2022

MORGAN STANLEY

RIA

CRD#: 149777

West Conshohocken, PA

Past

April 4, 2016 - December 2, 2022

MORGAN STANLEY

CRD#: 149777

West Conshohocken, PA

Past

September 8, 2008 - May 2, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

September 8, 2008 - May 2, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

March 17, 2008 - September 30, 2008

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PHILADELPHIA, PA

Past

July 3, 2003 - September 30, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

November 3, 2000 - July 25, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 20, 1991 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 5, 1990 - December 21, 1991

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

May 21, 1990 - November 9, 1990

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 5, 1989 - May 24, 1990

LAUB MARTIN INC.

CRD#: 24492

Past

April 18, 1984 - June 6, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/1/2023)

IAR

Pennsylvania
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 4/26/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 3/30/1984

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 3/16/1984

National Commodity Futures Examination

Principal/Supervisory Exam

Series 27

Date: 5/22/1989

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/1989

General Securities Principal Examination

Current Firm

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

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Contact information

Main Address

150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

Mailing Address

Phone number

(484) 630-2510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 4,214,925,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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James F. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORDWAND INVESTMENTS, LLC

MORGAN STANLEY

MORGAN STANLEY

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

SCHRODER & CO. INC.

LEGG MASON WOOD WALKER, INCORPORATED

LAUB MARTIN INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

NORDWAND ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2006

Series 63

Date: 3/22/1984

SIE

Date: 10/1/2018

Series 15

Date: 4/26/1984

Series 7

Date: 4/14/1984

Series 5

Date: 3/30/1984

Series 3

Date: 3/16/1984

Series 27

Date: 5/22/1989

Series 24

Date: 5/16/1989

Current Firm

NORDWAND ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORDWAND ADVISORS

TRUST BUT VERIFY

Contact information

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