Gene T. Hiser

SEQUOIA WEALTH MANAGEMENT

Barrington, IL 60010

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CRD#: 1217847

Professional summary

Gene Taylor Hiser MR., who also goes by Gene Taylor Hiser, is a registered financial advisor currently at SEQUOIA WEALTH MANAGEMENT, LLC located in Barrington, Illinois and LPL FINANCIAL LLC located in Barrington, Illinois.

Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gene has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gene Taylor Hiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 01/2012 INVESTMENT RELATED INSURANCE LICENSED - LIFE AND HEALTH CHICAGO BASEBALL CANCER CHARITIES EXECUTIVE COMMITTEE MEMBER SINCE 04/2014 NOT INVESTMENT RELATED FRIENDS OF HE PARKS, HOFFMAN ESTATES PARK DISTRICT FOUNDATION SINCE 04/2014 TRUSTEE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Taylor Hiser MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2018 - Present

SEQUOIA WEALTH MANAGEMENT, LLC

Office #1: 200 Applebee St Suite 208, Barrington, IL 60010

RIA

CRD#: 170543

Barrington, IL

Current

January 26, 2012 - Present

LPL FINANCIAL LLC

Office #1: 200 Applebee St Ste 208, Barrington, IL 60010

RIA

CRD#: 6413

Barrington, IL

Past

January 26, 2012 - June 18, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 21, 2001 - September 30, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

SCHAUMBURG, IL

Past

May 23, 1997 - January 30, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

SCHAUMBURG, IL

Past

August 5, 1996 - June 10, 1997

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

December 15, 1992 - July 17, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 8, 1988 - October 16, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

Past

July 24, 1987 - September 12, 1988

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

Past

May 15, 1984 - October 16, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 10, 1984 - August 11, 1987

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/26/2012)

Arkansas
(2/15/2012)

Delaware
(4/11/2025)

Florida
(2/15/2012)

Georgia
(10/25/2016)

Illinois
(1/26/2012)

IAR

Illinois
(5/10/2018)

Indiana
(5/5/2022)

Kentucky
(11/17/2020)

Maryland
(5/9/2017)

Minnesota
(1/5/2021)

Nevada
(2/15/2012)

Ohio
(1/26/2012)

Wisconsin
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 12/16/1996

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 2/18/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

200 Applebee St Suite 208, Barrington, IL 60010

Mailing Address

Phone number

(847) 310-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/14/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 514,331,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gene T. Hiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Taylor Hiser MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MESIROW FINANCIAL, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

OGILVIE SECURITY ADVISORS CORPORATION

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

SEQUOIA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/1999

Series 63

Date: 10/21/1991

SIE

Date: 10/1/2018

Series 62

Date: 12/16/1996

Series 22

Date: 2/18/1985

Series 6

Date: 4/9/1984

FINRA

Current Firm

SEQUOIA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEQUOIA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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