Clyde B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clyde Butler Jones, who also goes by Clyde Butler Jones Sr, Clyde Butler Jones Sr., Clyde Jones, was a registered financial professional .
Clyde is a previously registered financial professional and started their career in finance in 1987. Clyde had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2013 - December 18, 2014
QUEST CAPITAL STRATEGIES, INC.
October 7, 2010 - October 25, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.
April 9, 2010 - September 8, 2010
MML INVESTORS SERVICES, LLC
June 5, 2001 - October 10, 2002
USALLIANZ SECURITIES, INC.
January 14, 1999 - October 17, 2000
MONY SECURITIES CORPORATION
January 16, 1987 - June 13, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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