Adam M. Israel
Professional summary
Adam Michael Israel is a registered financial professional currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida and EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1984. Adam has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Michael Israel's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2022 - Present
REGIONAL INVESTMENT SERVICES, INC.
Office #1: 2101 Park Center Drive Suite 290, Orlando, FL 32835July 13, 2023 - Present
EMPIRE STATE FINANCIAL, INC.
Office #1: 20 W. Park Ave. Suite 207, Long Beach, NY 11561June 6, 2025 - Present
IFAST SECURITIES US CORPORATION
Office #1: 18 South 2nd Street #126, San Jose, CA 95113April 3, 2025 - June 5, 2025
NOMAD INVESTMENT SERVICES
April 14, 2022 - December 31, 2022
ALBERT SECURITIES, LLC
December 2, 2020 - August 21, 2021
GARY GOLDBERG & CO., LLC
June 22, 2006 - January 16, 2019
HSBC SECURITIES (USA) INC.
June 22, 2006 - January 16, 2019
HSBC SECURITIES (USA) INC.
December 1, 2005 - June 19, 2006
BNY INVESTMENT CENTER INC.
February 16, 2005 - June 19, 2006
BNY INVESTMENT CENTER INC.
April 17, 2002 - February 4, 2005
CHASE INVESTMENT SERVICES CORP.
June 14, 1997 - February 4, 2005
CHASE INVESTMENT SERVICES CORP.
March 14, 1995 - May 15, 1997
NORTHSTAR DISTRIBUTORS, INC.
February 13, 1995 - March 9, 1995
PRUCO SECURITIES, LLC.
January 3, 1984 - August 22, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2022)
(3/4/2022)
(3/4/2022)
(7/13/2023)
(3/4/2022)
(1/11/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
IFAST SECURITIES US CORPORATION
CRD#: 327903 / SEC#: , 8-71137
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFAST CORPORATION LTD | SHAREHOLDER | |
| CHEW, HWEE LAY | POO | 7430010 |
| CHUA, WOON YANG | CHIEF COMPLIANCE OFFICER | 7475891 |
| HENDERSON, STUART ROBERT | FINOP | 1121476 |
| ISRAEL, ADAM MICHAEL | CCO | 1217606 |
| LIM, ZHI HAO HENRY | POO | 7499888 |
| TAN, SUI HAN EUGENE | CHIEF EXECUTIVE OFFICER | 7430048 |
| WONG, TUNG KIN | CHIEF COMPLIANCE OFFICER | 7430038 |
| YEE, JUN XIAN | FINOP, PFO | 7461734 |
Red Flags
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