Adam M. Israel

REGIONAL INVESTMENT SERVICES

ORLANDO, FL 32835

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CRD#: 1217606

Professional summary

Adam Michael Israel is a registered financial professional currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida and EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 1984. Adam has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Israel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2022 - Present

REGIONAL INVESTMENT SERVICES, INC.

Office #1: 2101 Park Center Drive Suite 290, Orlando, FL 32835

CRD#: 46929

ORLANDO, FL

Current

July 13, 2023 - Present

EMPIRE STATE FINANCIAL, INC.

Office #1: 20 W. Park Ave. Suite 207, Long Beach, NY 11561

CRD#: 5657

Long Beach, NY

Current

June 6, 2025 - Present

IFAST SECURITIES US CORPORATION

Office #1: 18 South 2nd Street #126, San Jose, CA 95113

CRD#: 327903

SAN JOSE, CA

Past

April 3, 2025 - June 5, 2025

NOMAD INVESTMENT SERVICES

CRD#: 324105

MIAMI BEACH, FL

Past

April 14, 2022 - December 31, 2022

ALBERT SECURITIES, LLC

CRD#: 305928

SANTA BARBARA, CA

Past

December 2, 2020 - August 21, 2021

GARY GOLDBERG & CO., LLC

CRD#: 47957

White Plains, NY

Past

June 22, 2006 - January 16, 2019

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

June 22, 2006 - January 16, 2019

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

December 1, 2005 - June 19, 2006

BNY INVESTMENT CENTER INC.

RIA

CRD#: 47683

NEW YORK, NY

Past

February 16, 2005 - June 19, 2006

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

April 17, 2002 - February 4, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

June 14, 1997 - February 4, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

March 14, 1995 - May 15, 1997

NORTHSTAR DISTRIBUTORS, INC.

CRD#: 20863

STAMFORD, CT

Past

February 13, 1995 - March 9, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 3, 1984 - August 22, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/4/2022)

Indiana
(3/4/2022)

Kentucky
(3/4/2022)

New York
(7/13/2023)

Ohio
(3/4/2022)

South Dakota
(1/11/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/1998

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/7/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/31/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 8/12/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IFAST SECURITIES US CORPORATION

CRD#: 327903 / SEC#: , 8-71137

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

18 South 2nd Street #126, San Jose, CA 95113

Mailing Address

10 Collyer Quay #26-01 Ocean Financial Centre, Singapore 049315

Phone number

(669) 242-5999

Established

Delaware since 05/07/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
IFAST CORPORATION LTD	SHAREHOLDER
CHEW, HWEE LAY	POO	7430010
CHUA, WOON YANG	CHIEF COMPLIANCE OFFICER	7475891
HENDERSON, STUART ROBERT	FINOP	1121476
ISRAEL, ADAM MICHAEL	CCO	1217606
LIM, ZHI HAO HENRY	POO	7499888
TAN, SUI HAN EUGENE	CHIEF EXECUTIVE OFFICER	7430048
WONG, TUNG KIN	CHIEF COMPLIANCE OFFICER	7430038
YEE, JUN XIAN	FINOP, PFO	7461734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam M. Israel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Israel's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRE STATE FINANCIAL, INC.

IFAST SECURITIES US CORPORATION

NOMAD INVESTMENT SERVICES

ALBERT SECURITIES, LLC

GARY GOLDBERG & CO., LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

BNY INVESTMENT CENTER INC.

BNY INVESTMENT CENTER INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

NORTHSTAR DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/1998

Series 63

Date: 2/10/1995

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/20/1995

Series 6

Date: 2/10/1995

Series 10

Date: 9/7/2006

Series 9

Date: 5/31/2006

Series 53

Date: 8/12/1997

Series 24

Date: 7/11/1997

FINRA

Current Firm

IFAST SECURITIES US CORPORATION

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

IFAST SECURITIES US CORPORATION

TRUST BUT VERIFY

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