SE
Scott D. Einhorn
FIERA CAPITAL
NEW YORK, NY 10022
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CRD#: 1216997
SE
Professional summary
Scott David Einhorn, who also goes by Scott D Einhorn, Scott David Einhorn, is a registered financial advisor currently at FIERA CAPITAL INC. located in New York, New York and FORESIDE FUND SERVICES, LLC located in New York, New York.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Scott has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott D Einhorn | Scott David Einhorn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiera Capital Inc.; Investment Related; New York, NY; 06/01/2004; RIA; EVP, Head of Strategic Relationships; Business development, client relations, marketing; 230 hours per month with 161 during trading hours. 2) American Jewish Historical Society; Not Investment Related; New York, NY; 03/17/2015; Not for Profit - Archives; Vice President of the Board; Serve on the Board of Trustees. Attend quarterly meeting. Help with fund raising events; 1 hours per month with 0 during trading hours. 3) Center for Jewish History; Investment Related; New York, NY; Start 10/21/2024; Not for Profit Organization; Member of Investment/Finance Committee; Participate on the Investment and Finance Committee of the Center for Jewish History; 1 hours per month; 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Einhorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2021 - Present
FIERA CAPITAL INC.
Office #1: 477 Madison Avenue Suite 720, New York, NY 10022RIA
CRD#: 113638
NEW YORK, NY
Current
July 23, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 477 Madison Avenue Suite 720, New York, NY 10022BD
CRD#: 46106
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIERA CAPITAL INC.
APEX CAPITAL MANAGEMENT | WILKINSON OGRADY & CO. INC. | WILKINSON O'GRADY & CO., INC. | SAMSON CAPITAL ADVISORS LLC | FIERA CAPITAL INC. | FIERA CAPITAL GLOBAL ASSET MANAGEMENT
CRD#: 113638 / SEC#: 801-8948
RIA
Registered Investment Advisory firm - (12/22/1972 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2020)
RR
Alaska(1/2/2020)
RR
Arizona(1/2/2020)
RR
Arkansas(1/2/2020)
RR
California(11/21/2019)
RR
Colorado(1/2/2020)
RR
Connecticut(11/21/2019)
RR
Delaware(1/2/2020)
RR
District of Columbia(1/2/2020)
RR
Florida(11/21/2019)
RR
Georgia(11/21/2019)
RR
Hawaii(1/2/2020)
RR
Idaho(1/2/2020)
RR
Illinois(11/21/2019)
RR
Indiana(1/2/2020)
RR
Iowa(1/2/2020)
RR
Kansas(1/2/2020)
RR
Kentucky(1/2/2020)
RR
Louisiana(1/2/2020)
RR
Maine(1/2/2020)
RR
Maryland(1/2/2020)
RR
Massachusetts(1/2/2020)
RR
Michigan(1/2/2020)
RR
Minnesota(1/2/2020)
RR
Mississippi(1/2/2020)
RR
Missouri(1/2/2020)
RR
Montana(1/2/2020)
RR
Nebraska(1/2/2020)
RR
Nevada(11/21/2019)
RR
New Hampshire(1/2/2020)
RR
New Jersey(11/21/2019)
RR
New Mexico(1/2/2020)
RR
New York(11/14/2019)
IAR
New York(8/18/2021)
RR
North Carolina(1/2/2020)
RR
North Dakota(1/2/2020)
RR
Ohio(1/2/2020)
RR
Oklahoma(1/2/2020)
RR
Oregon(11/21/2019)
RR
Pennsylvania(11/21/2019)
RR
Puerto Rico(1/2/2020)
RR
Rhode Island(1/2/2020)
RR
South Carolina(1/2/2020)
RR
South Dakota(1/2/2020)
RR
Tennessee(1/2/2020)
RR
Texas(11/21/2019)
RR
Utah(1/2/2020)
RR
Vermont(1/2/2020)
RR
Virginia(11/21/2019)
RR
Washington(1/2/2020)
RR
West Virginia(1/2/2020)
RR
Wisconsin(1/2/2020)
RR
Wyoming(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIERA CAPITAL INC.
APEX CAPITAL MANAGEMENT | WILKINSON OGRADY & CO. INC. | WILKINSON O'GRADY & CO., INC. | SAMSON CAPITAL ADVISORS LLC | FIERA CAPITAL INC. | FIERA CAPITAL GLOBAL ASSET MANAGEMENT
CRD#: 113638 / SEC#: 801-8948
RIA
Registered Investment Advisory firm - (12/22/1972 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 Madison Avenue Suite 720, New York, NY 10022
Mailing Address
Phone number
(212) 300-1600
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,176 |
| AUM (Assets Under Management) | $ 19,556,063,153 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
