Thomas F. Marano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Marano was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2010 - August 14, 2012
ALLY SECURITIES LLC
October 1, 2003 - May 20, 2008
J.P. MORGAN CLEARING CORP.
December 21, 1983 - May 20, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLY SECURITIES LLC
CRD#: 25988 / SEC#: , 8-42417
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLY FINANCIAL INC. | PARENT | |
| BEATON, DANIEL STEWART | CHIEF FINANCIAL OFFICER | 4240769 |
| HALSEY, KURT STUART | PRESIDENT/CEO/COO | 4282242 |
| HOLLAND, DAVID | MEMBER OF BOARD OF DIRECTORS | 6392922 |
| RHODES, DEBORAH LAURA | GENERAL COUNSEL/ASSISTANT SECRETARY | 6392194 |
| SYKES, ROBERT CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2775993 |
| TIMMERMAN, DOUGLAS RICHARD | MEMBER OF BOARD OF DIRECTORS | 6427349 |
Red Flags
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