John Patrick Shreenan Jr
Professional Summary
John Patrick Shreenan JR, who also goes by John P Jr Shreenan, John Patrick Shreenan, is a registered financial advisor currently at EMPIRICAL ASSET MANAGEMENT, LLC located in Wellesley, Massachusetts. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John P Jr Shreenan, John Patrick Shreenan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC
Contact Information
Main Address
57 River Street Suite 301, Wellesley, MA 02481Phone Number
(781) 431-2223# of Employees
14SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,399AUM (Assets Under Management)
$560,018,982Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(1/15/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 39 — Direct Participation Programs Principal Examination
Passed Oct 1988About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Shreenan JR's CRS (Customer Relationship Summary).
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