John P. Shreenan

EMPIRICAL ASSET MANAGEMENT

Wellesley, MA 02481

Some features on this profile are disabled

CRD#: 1216123

Professional summary

John Patrick Shreenan JR, who also goes by John P Jr Shreenan, John Patrick Shreenan, is a registered financial advisor currently at EMPIRICAL ASSET MANAGEMENT, LLC located in Wellesley, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John P Jr Shreenan | John Patrick Shreenan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) JOHN P. SHREENAN IS A DRIVER FOR UBER TECHNOLOGIES, INC.; THIS ACTIVITY IS NON-INVESTMENT RELATED AND DOES NOT PROVIDE A SUBSTANTIAL SOURCE OF INCOME. MR. SHREENAN SPENDS APPROXIMATELY 1 DAY PER WEEK ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Shreenan JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

EMPIRICAL ASSET MANAGEMENT, LLC

Office #1: 57 River Street Suite 301, Wellesley, MA 02481

RIA

CRD#: 155436

Wellesley, MA

Past

April 30, 2012 - January 31, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BRAINTREE, MA

Past

January 25, 2012 - January 31, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BRAINTREE, MA

Past

May 28, 2002 - January 10, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROCKLAND, MA

Past

June 15, 1999 - February 28, 2001

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

June 6, 1991 - May 28, 1999

GARRETT NAGLE & CO., INC.

CRD#: 7071

WOBURN, MA

Past

June 25, 1988 - July 25, 1990

AMERICAN FINANCE GROUP SECURITIES CORP.

CRD#: 16233

BOSTON, MA

Past

March 21, 1985 - May 26, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

January 29, 1985 - April 14, 1986

GARRETT NAGLE & CO., INC.

CRD#: 7071

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRICAL ASSET MANAGEMENT, LLC

BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC

CRD#: 155436 / SEC#: 801-71967

RIA

Registered Investment Advisory firm - (11/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/28/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 39

Date: 10/7/1988

Direct Participation Programs Principal Examination

Current Firm

EMPIRICAL ASSET MANAGEMENT, LLC

BOSTON PLATINUM MANAGEMENT | PENTA WEALTH MANAGEMENT, LLC | KEARSAGE INVESTMENT ADVISORS | EMPIRICAL ASSET MANAGEMENT, LLC

CRD#: 155436 / SEC#: 801-71967

RIA

Registered Investment Advisory firm - (11/23/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

57 River Street Suite 301, Wellesley, MA 02481

Mailing Address

Phone number

(781) 431-2223

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAM DISCLOSURE BROCHURE AND WRAP FEE PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	988
AUM (Assets Under Management)	$ 467,001,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John P. Shreenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Shreenan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BOLTON GLOBAL CAPITAL

GARRETT NAGLE & CO., INC.

AMERICAN FINANCE GROUP SECURITIES CORP.

CITIGROUP GLOBAL MARKETS INC.

GARRETT NAGLE & CO., INC.

Primary Firm SEC Registration

EMPIRICAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2012

Series 65

Date: 12/8/1993

Series 63

Date: 3/1/1985

SIE

Date: 1/31/2018

Series 31

Date: 3/28/2006

Series 7

Date: 1/19/1985

Series 39

Date: 10/7/1988

Current Firm

EMPIRICAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRICAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors