Leszek Szelagowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leszek Szelagowski, who also goes by Lester Szelagowski, was a registered financial professional .
Leszek is a previously registered financial professional and started their career in finance in 1984. Leszek had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - September 18, 2017
NATIONAL SECURITIES CORPORATION
March 21, 2007 - May 12, 2016
RIDGEWAY & CONGER, INC.
January 3, 2005 - March 16, 2007
JHS CAPITAL ADVISORS, LLC
May 26, 2000 - January 3, 2005
BLACKWELL DONALDSON & COMPANY
April 25, 1994 - May 23, 2000
PAULSON INVESTMENT COMPANY LLC
March 24, 1988 - April 13, 1994
DAIN RAUSCHER INCORPORATED
November 12, 1987 - March 29, 1988
LIVINGSTON SECURITIES, INC.
January 21, 1986 - November 24, 1987
DAUGHERTY, COLE INC.
January 25, 1984 - May 9, 1985
GLOBAL INVESTOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
