AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
PS

Paul Shang

STANDARD NEW YORK
New York, NY 10022
Some features on this profile are disabled
CRD#: 1215972
PS

Professional summary


Paul Shang is a registered financial professional currently at STANDARD NEW YORK, INC. located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 2 firms and has passed the Series 63, Series 7TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Shang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2019 - Present

STANDARD NEW YORK, INC.

Office #1: 540 Madison Avenue 25 Floor, New York, NY 10022Office #2: 540 Madison Avenue 25th Floor, New York, NY, 10022
BD
CRD#: 173725
New York, NY
Past

November 23, 1983 - June 9, 2006

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/15/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/22/2019
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SN
STANDARD NEW YORK, INC.
STANDARD NEW YORK, INC.

CRD#: 173725 / SEC#: , 8-69552

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Mailing Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Phone number
(212) 407-3800
Established
Delaware since 09/30/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STANDARD BANK GROUP LIMITEDDIRECT OWNER
DE ZILVA, DERICK PATRICK DIMITRIDIRECTOR/CEO7764495
HALLER, GUIDO ANDRENON-EXECUTIVE DIRECTOR8001496
HARRINGTON, MAUREEN ANNDIRECTOR5649782
LANCASTER, TIM JAMESNON-EXECUTIVE DIRECTOR6627125
NAVEED, HASNAINFINOP / PFO / POO7004810
SIMOGLOU, ALEXANDROSCCO, AMLCO7649246

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STANDARD NEW YORK, INC.

CRD#: 173725New York, NY 10022

TRUST BUT VERIFY

Monitor Paul Shang

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics