Leroy N. Sorenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leroy Norman Sorenson, CFA was a registered financial professional .
Leroy is a previously registered financial professional and started their career in finance in 1984. Leroy had worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1984 - August 4, 2016
ALLISON-WILLIAMS COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ALLISON-WILLIAMS COMPANY
CRD#: 29 / SEC#: , 8-3223
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B&T CAPITAL INC | HOLDING COMPANY | |
| LARSON, GREGORY ALAN | CHAIRMAN, CEO, CCO | 2097773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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