Joanne M. Tomczak

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CRD#: 1214381

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joanne Marie Tomczak, who also goes by Joanne Bonesho, Joanne Marie (bonesho) Kindt, Joanne Kindt, was a registered financial professional .

Joanne is a previously registered financial professional and started their career in finance in 1984. Joanne had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joanne Bonesho | Joanne Marie (bonesho) Kindt | Joanne Kindt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 28, 2012 - July 27, 2021

SPECTRUM INVESTMENT ADVISORS, INC.

RIA

CRD#: 108669

MEQUON, WI

Past

August 17, 2011 - October 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

MEQUON, WI

Past

March 30, 2004 - May 20, 2011

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GLENDALE, WI

Past

November 29, 2002 - December 31, 2003

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

May 2, 2001 - November 29, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

July 12, 1999 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

January 26, 1999 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Past

May 18, 1990 - August 23, 1993

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

April 4, 1984 - May 19, 1988

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/25/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 4/3/1984

Direct Participation Programs Representative Examination

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA

Registered Investment Advisory firm - (11/9/1999 Approved)

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Contact information

Main Address

6329 West Mequon Road, Mequon, WI 53092

Mailing Address

Phone number

(262) 238-4010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,026
AUM (Assets Under Management)	$ 849,662,094

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joanne M. Tomczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

EMPOWER FINANCIAL SERVICES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

ARK FUNDS DISTRIBUTORS, LLC

GROVE POINT INVESTMENTS, LLC

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

SPECTRUM INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2011

Series 63

Date: 3/14/2005

SIE

Date: 10/15/2015

Series 6

Date: 1/25/1999

Series 22

Date: 4/3/1984

Current Firm

SPECTRUM INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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