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DW

Donald M. Woodard

WESTERN STRATEGIC ASSETS, L.L.C.
Fort Worth, TX 76107
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CRD#: 1214213
DW

Professional summary


Donald Morris Woodard JR, who also goes by Donald Morris Woodward Jr, is a registered financial professional currently at WESTERN STRATEGIC ASSETS, L.L.C. located in Fort Worth, Texas.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1984. Donald has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Morris Woodward Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Donald Morris Woodard JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 3, 2002 - Present

WESTERN STRATEGIC ASSETS, L.L.C.

Office #1: 3100 W. Seventh Street, Suite 300, Fort Worth, TX 76107
BD
CRD#: 118757
Fort Worth, TX
Past

February 20, 1998 - May 2, 2019

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

RIA
CRD#: 109509
FORT WORTH, TX
Past

December 1, 1997 - March 10, 2000

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

January 1, 1989 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363
RICHMOND, VA
Past

July 3, 1986 - December 5, 1988

CONSECO FINANCIAL SERVICES, INC.

BD
CRD#: 629
CARMEL, IN
Past

February 28, 1984 - July 3, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

BD
CRD#: 3461

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(5/3/2002)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WS
WESTERN STRATEGIC ASSETS, L.L.C.
WESTERN STRATEGIC ADVISORS, L.L.C. | WESTERN STRATEGIC ASSETS, L.L.C. | WESTERN STRATEGIC ADVISORS, L.L.P.

CRD#: 118757 / SEC#: , 8-53684

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
3100 W. Seventh Street Suite 300, Fort Worth, TX 76107
Mailing Address
3100 W. Seventh Street Suite 300, Fort Worth, TX 76107
Phone number
(817) 877-9980
Established
Texas since 09/09/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WESTERN UNIVERSE, L.P.MEMBER
COLLIER, KALLEN JFINOP / POO / PFO7900172
WOODARD, DONALD MORRIS JRPRESIDENT / CCO1214213

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTERN STRATEGIC ASSETS, L.L.C.

CRD#: 118757Fort Worth, TX 76107

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