Lamar S. Wansley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lamar Stephen Wansley, who also goes by Steve Wansley, was a registered financial professional .
Lamar is a previously registered financial professional and started their career in finance in 1983. Lamar had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - January 28, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 10, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 13, 2001 - January 28, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 11, 2000 - March 13, 2001
THE LEADERS GROUP, INC.
April 7, 1999 - December 31, 1999
WMA SECURITIES, INC.
March 11, 1998 - December 31, 1998
WMA SECURITIES, INC.
December 18, 1995 - December 31, 1997
WMA SECURITIES, INC.
October 15, 1993 - January 12, 1994
VOYA FINANCIAL PARTNERS, LLC
August 3, 1993 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
March 31, 1989 - November 14, 1989
MUTUAL SERVICE CORPORATION
August 17, 1987 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
December 12, 1983 - April 14, 1987
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
