Jennifer A. Borgesen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Amberger Borgesen, who also goes by Jennifer Amberger, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1984. Jennifer had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - February 6, 2013
ABG PORTFOLIO STRATEGIES, INC.
May 21, 2010 - June 30, 2010
FREEDOM ONE INVESTMENT ADVISORS, INC.
August 16, 1989 - October 9, 1991
UBS FINANCIAL SERVICES INC.
January 24, 1989 - June 16, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
November 25, 1988 - February 7, 1989
HAMILTON INVESTMENTS, INC.
August 3, 1988 - December 16, 1988
OBERWEIS SECURITIES, INC.
December 19, 1984 - September 6, 1986
OBERWEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABG PORTFOLIO STRATEGIES, INC.
CRD#: 111116 / SEC#: 801-56383
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
