Nina S. Preston

KESTRA ADVISORY SERVICES

Troy, MI 48098

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CRD#: 1213091

Professional summary

Nina Sue Preston, AIF®, CFP®, who also goes by Nina Jackson, Nina Sue Preston-verma, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Troy, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan.

Nina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Nina has worked at 13 firms and has passed the Series 63, Series 99TO, Series 22TO, SIE, Series 7, Series 6, Series 51, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nina Jackson | Nina Sue Preston-Verma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NINA PRESTON POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/05/2022 ADDRESS: 1111 W LONG LAKE RD STE 300, TROY MI 48098, United States DESCRIPTION: Agent for fixed life insurance, term insurance and fixed annuities. SOCIETY FOR LIFETIME PLANNING POSITION: Executive Vice President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/05/2022 ADDRESS: 1111 W LONG LAKE RD STE 300, TROY MI 48098, United States DESCRIPTION: I am a minority shareholder and advisor of this DBA. All investment business will be conducted through Kestra. NINA PRESTON NOTARY POSITION: Notary NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2022 ADDRESS: 1111 W LONG LAKE RD STE 300, TROY MI 48098, United States DESCRIPTION: I notarize forms relative to activities for clients. KESTRA ADVISORY SERVICES, LLC (KAS) POSITION: RIA NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/05/2022 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Provide advisory services to clients through Kestra Advisory.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Sue Preston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

May 5, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1111 W Long Lake #300, Troy, MI 48098

RIA

CRD#: 283330

Troy, MI

Current

May 5, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1111 W Long Lake Rd Suite 300, Troy, MI 48098

CRD#: 42046

Troy, MI

Past

February 14, 2018 - May 10, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

TROY, MI

Past

February 14, 2018 - May 10, 2022

LPL FINANCIAL LLC

CRD#: 6413

TROY, MI

Past

February 5, 2010 - February 14, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TROY, MI

Past

May 1, 2003 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

TROY, MI

Past

April 26, 2002 - May 12, 2003

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

August 2, 1993 - April 26, 2002

BENTLEY-LAWRENCE SECURITIES, INC.

CRD#: 13174

TROY, MI

Past

December 23, 1992 - November 1, 1993

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

CRD#: 13741

EL PASO, TX

Past

February 5, 1990 - December 23, 1992

USA FINANCIAL GROUP, INC.

CRD#: 17819

Past

October 16, 1989 - February 27, 1990

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

January 16, 1986 - October 31, 1989

KORN, WOMACK, STERN AND ASSOCIATES, INC.

CRD#: 16933

Past

May 15, 1985 - January 13, 1986

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

February 13, 1985 - May 24, 1985

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

Past

December 2, 1983 - September 28, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/11/2022)

Florida
(5/5/2022)

Michigan
(5/5/2022)

IAR

Michigan
(5/5/2022)

New York
(5/10/2022)

Ohio
(5/16/2022)

Texas
(6/23/2025)

IAR

Texas
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 10/1/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/15/1992

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nina S. Preston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Sue Preston's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VESTAX SECURITIES CORPORATION

BENTLEY-LAWRENCE SECURITIES, INC.

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

USA FINANCIAL GROUP, INC.

HAMILTON INVESTMENTS, INC.

KORN, WOMACK, STERN AND ASSOCIATES, INC.

VALUE EQUITIES CORPORATION

MARINER FINANCIAL SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1983

Series 99TO

Date: 1/2/2023

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/16/1985

Series 6

Date: 12/1/1983

Series 51

Date: 10/1/2007

Series 27

Date: 10/15/1992

Series 24

Date: 7/13/1992

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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