Keith C. Eck

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CRD#: 1212749

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Curren Eck was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE SETTLEMENTS POSITION: I AM A BROKER/AGENT. NATURE: LIFE SETTLEMENTS INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 07/07/2014 ADDRESS: 9915 MIRA MESA BLVD., SUITE 110, SAN DIEGO CA 92131 DESCRIPTION: I WILL BE ASSISTING IN DATA GATHERING AND PROCESSING THE LIFE SETTLEMENT PAPERWORK FOR OUR CLIENT. KEITH ECK FINANCIAL POSITION: Business Succession/ Exit Planning Advisor NATURE: Business Succession Planning INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2013 ADDRESS: 9915 Mira Mesa Blvd, Suite 110, San Diego CA 92126, United States DESCRIPTION: I assist business owners with their business succession planning. KEITH ECK FINANCIAL POSITION: Insurance Broker NATURE: Life, LTC, and DI Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1990 ADDRESS: 9915 Mira Mesa Blvd., Suite 110, San Diego CA 92131, United States DESCRIPTION: I assist clients with securing life, long-term-care, disability, and health insurance policies. TOASTMASTERS POSITION: Encinitas Toastmasters Vice-President of Mentoring, board member, Professional career speakers- Treasurer NATURE: Non-Profit Speaking Club INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 7426 Solano Street, Carlsbad CA 92009, United States DESCRIPTION: E.T.- V.P. of mentorship-Help Members to choose a mentor. PCS- Treasurer, Keep a record of club members dues & transfer the monies to Toastmasters International to pay their dues. Keep a record of any other club monies in the club checking account.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 4, 2012 - November 21, 2023

CAPITAL ANALYSTS

RIA

CRD#: 162200

SAN DIEGO, CA

Past

June 1, 2012 - November 21, 2023

LINCOLN INVESTMENT

RIA

CRD#: 519

San Diego, CA

Past

June 1, 2012 - November 21, 2023

LINCOLN INVESTMENT

CRD#: 519

San Diego, CA

Past

April 13, 1998 - June 1, 2012

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

LA JOLLA, CA

Past

August 14, 1997 - June 1, 2012

CINCINNATI ANALYSTS, INC.

CRD#: 5478

LA JOLLA, CA

Past

January 9, 1992 - August 15, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

October 12, 1990 - December 31, 1991

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 31, 1989 - November 14, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 31, 1989 - November 14, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 21, 1983 - August 10, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Current Firm

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

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Contact information

Main Address

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232

Mailing Address

Phone number

(800) 242-1421

Established

Firm type

Fiscal year end

# of Employees

739

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ANALYSTS, LLC FORM ADV PART 2A BROCHURE (8/13/2025)

CAPITAL ANALYSTS, LLC FORM ADV PART 2A APPENDIX I BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	26,578
AUM (Assets Under Management)	$ 8,713,202,466

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
09/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith C. Eck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINCOLN INVESTMENT

LINCOLN INVESTMENT

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

CAPITAL ANALYSTS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1983

Current Firm

CAPITAL ANALYSTS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL ANALYSTS

TRUST BUT VERIFY

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