HC
Harley E. Cranswick
NATIONWIDE SECURITIES
Gilbert, AZ
Some features on this profile are disabled
CRD#: 1212394
HC
Professional summary
Harley Eric Cranswick, CFP® is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Gilbert, Arizona.
Harley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Harley has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Harley Eric Cranswick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harley Eric Cranswick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 18, 2025 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Gilbert, AZ
Current
May 1, 2023 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Gilbert, AZ
Past
May 1, 2023 - June 12, 2025
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
COLUMBUS, OH
Past
February 18, 2022 - May 1, 2023
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
February 18, 2022 - May 1, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
Scottsdale, AZ
Past
September 16, 2016 - August 16, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SCOTTSDALE, AZ
Past
June 21, 2016 - August 16, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 13, 2014 - November 23, 2015
LINCOLN INVESTMENT
BD
CRD#: 519
CHANDLER, AZ
Past
October 19, 2010 - December 19, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MESA, AZ
Past
February 17, 2010 - October 19, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MESA, AZ
Past
January 25, 2010 - October 19, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MESA, AZ
Past
October 31, 2007 - January 29, 2010
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GILBERT, AZ
Past
October 16, 2007 - January 29, 2010
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
GILBERT, AZ
Past
October 31, 2006 - October 19, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GILBERT, AZ
Past
June 30, 2006 - October 19, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GILBERT, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2023)
RR
Alaska(5/1/2023)
RR
Arizona(5/1/2023)
IAR
Arizona(6/18/2025)
RR
Arkansas(5/1/2023)
RR
California(5/1/2023)
RR
Colorado(5/1/2023)
RR
Connecticut(5/1/2023)
RR
Delaware(5/1/2023)
RR
District of Columbia(5/1/2023)
RR
Florida(5/1/2023)
RR
Georgia(5/1/2023)
RR
Hawaii(5/1/2023)
RR
Idaho(5/1/2023)
RR
Illinois(5/1/2023)
RR
Indiana(5/1/2023)
RR
Iowa(5/1/2023)
RR
Kansas(5/1/2023)
RR
Kentucky(5/1/2023)
RR
Louisiana(5/1/2023)
RR
Maine(5/1/2023)
RR
Maryland(5/1/2023)
RR
Massachusetts(5/1/2023)
RR
Michigan(5/1/2023)
RR
Minnesota(5/1/2023)
RR
Mississippi(5/1/2023)
RR
Missouri(5/1/2023)
RR
Montana(5/1/2023)
RR
Nebraska(5/1/2023)
RR
Nevada(5/1/2023)
RR
New Hampshire(5/1/2023)
RR
New Jersey(5/1/2023)
RR
New Mexico(5/1/2023)
RR
New York(5/1/2023)
RR
North Carolina(5/1/2023)
RR
North Dakota(5/1/2023)
RR
Ohio(5/1/2023)
RR
Oklahoma(5/1/2023)
RR
Oregon(5/1/2023)
RR
Pennsylvania(5/1/2023)
RR
Puerto Rico(5/1/2023)
RR
Rhode Island(5/1/2023)
RR
South Carolina(5/1/2023)
RR
South Dakota(5/1/2023)
RR
Tennessee(5/1/2023)
RR
Texas(5/1/2023)
RR
Utah(5/1/2023)
RR
Vermont(5/1/2023)
RR
Virginia(5/1/2023)
RR
Washington(5/1/2023)
RR
West Virginia(5/1/2023)
RR
Wisconsin(5/1/2023)
RR
Wyoming(5/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
