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Laura Michelle Orcutt

CRD# 1211198·Registered 1984 - 2018
Previously Registered: Being a previously registered professional could mean that Laura is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laura Michelle Orcutt was a registered financial advisor. Laura was a previously registered financial professional and started their career in finance 1984 - 2018. Laura had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

EKS&H CAPITAL ADVISORS, LLC·CRD# 286068
BD
Denver, CO
July 24, 2017 - November 30, 2018
MAINLINE WEST MUNICIPAL SECURITIES LLC·CRD# 148020
BD
Denver, CO
July 19, 2010 - November 7, 2016
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Denver, CO
January 2, 2009 - October 1, 2009
RBC DANIELS, L.P.·CRD# 14073
BD
Same, CO
May 1, 1992 - December 31, 2008
DANIELS & ASSOCIATES OF NEW YORK, INC.·CRD# 24877
BD
February 14, 1990 - May 23, 1990
RBC DANIELS, L.P.·CRD# 14073
BD
Denver, CO
May 2, 1989 - February 14, 1990
REGENT EQUITIES, INC.·CRD# 17608
BD
April 4, 1988 - August 10, 1988
BOETTCHER & COMPANY, INC.·CRD# 101
BD
April 18, 1984 - August 31, 1987

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Current Firm

EC
EKS&H CAPITAL ADVISORS, LLC

EKS&H CAPITAL ADVISORS, LLC | EKS&H ENTITY ONE, LLC

CRD#: 286068 / SEC#: 8-69870
BD
Terminated by SEC on 11/30/2018

Contact Information

Established

Colorado since 09/30/2016

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
EKS&H CAPITAL HOLDINGS LLCMANAGING MEMBER—
MCFARLEN, PATRICK WAYNEFINOP6852145
ORCUTT, LAURA MICHELLECHIEF COMPLIANCE OFFICER1211198
PRICE, GEORGE ADAMSPRESIDENT/ELECTED MANAGER/DIRECTOR2182986

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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