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George Adams Price

CRD# 2182986·Registered 1991 - 2024
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Adams Price was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1991 - 2024. George had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

P & M CORPORATE FINANCE, LLC·CRD# 129624
BD
Denver, CO
October 8, 2018 - June 7, 2024
EKS&H CAPITAL ADVISORS, LLC·CRD# 286068
BD
Denver, CO
July 24, 2017 - October 1, 2018
DCF, LLC·CRD# 149102
BD
Denver, CO
December 1, 2016 - August 15, 2017
RELIANCE WORLDWIDE INVESTMENTS, LLC·CRD# 143546
BD
Gurnee, IL
May 9, 2016 - November 30, 2016
HUNTER WISE SECURITIES, LLC·CRD# 104193
BD
Irvine, CA
September 26, 2012 - June 4, 2014
PEGASUS CAPITAL CORPORATION·CRD# 13658
BD
November 4, 1991 - November 5, 1992

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Current Firm

P&
P & M CORPORATE FINANCE, LLC

P & M CORPORATE FINANCE, LLC | PMCF

CRD#: 129624 / SEC#: 8-66239
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

10 South Riverside Plaza 9th Floor, Chicago, IL 60606

Mailing Address

10 South Riverside Plaza 9th Floor, Chicago, IL 60606

Phone Number

(312) 602-3583

Established

Michigan since 11/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PMCF HOLDING COMPANY, LLCOWNER—
BARBER, PAMELA JOYCFO5489840
BARBER, PAMELA JOYPFO, POO, FINOP5489840
HART, JOHN DANIELMANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER4967611
JAMISON, MATTHEW GORDONMANAGING DIRECTOR, BOARD MEMBER, PRESIDENT4644597
LESSER, JOHN JAMESBOARD MEMBER4454195
MD HOLDCO, LLCMANAGING MEMBER—
P & M HOLDING GROUP, LLPPARENT MEMBER—
WAGNER, JOSEPH DONALDMANAGING DIRECTOR, BOARD MEMBER4749753
WISNIEWSKI, CAROLINE ELIZABETHCHIEF COMPLIANCE OFFICER1463513

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2012About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Oct 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2017About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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