John C. Rothstein
Professional summary
John Christopher Rothstein is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Christopher Rothstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2010 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064February 9, 2002 - December 15, 2009
PARKLAND SECURITIES, LLC
January 3, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
October 1, 1995 - December 31, 2000
VOYA FINANCIAL ADVISORS, INC.
April 7, 1987 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2021)
(1/26/2010)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
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