Barry W. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry William Hines was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 7 firms and has passed the Series 65, Series 63, Series 22, Series 15, Series 3, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - June 1, 2017
NEWPORT CAPITAL ADVISERS LLC
April 21, 2003 - March 11, 2013
BOOMERANG CAPITAL LLC
February 2, 2001 - March 22, 2001
WHITNEY CAPITAL MARKETS LLC
May 30, 1998 - July 20, 1999
PERSHING LLC
March 30, 1995 - May 21, 1998
J.P. MORGAN SECURITIES LLC
May 11, 1988 - March 27, 1995
CREDIT SUISSE SECURITIES (USA) LLC
December 21, 1983 - May 19, 1988
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 7/9/1985
Foreign Currency Options ExaminationSeries 5
Date: 1/20/1984
Interest Rate Options ExaminationCurrent Firm
NEWPORT CAPITAL ADVISERS LLC
CRD#: 106241 / SEC#: 801-49110
Contact information
Red Flags
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