Alton I. Crowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alton Ingram Crowell JR was a registered financial professional .
Alton is a previously registered financial professional and started their career in finance in 1983. Alton had worked at 3 firms and has passed the Series 63, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2023 - June 26, 2024
CROWELL ROBERTS INVESTMENT COUNSEL
October 12, 1995 - October 5, 1999
SEAPOWER CARPENTER CAPITAL, INC.
November 25, 1983 - July 25, 1988
BEAUMONT & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CROWELL ROBERTS INVESTMENT COUNSEL
CRD#: 109782 / SEC#: 801-57533
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 17,000 |
Red Flags
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