Guy M. Brannum

ALLSTATE FINANCIAL ADVISORS

Aiea, HI 96701-4917

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CRD#: 1210423

Professional summary

Guy Michael Brannum is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Aiea, Hawaii and ALLSTATE FINANCIAL SERVICES, LLC located in Aiea, Hawaii.

Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Guy has worked at 7 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/15/05 - LIFE & HEALTH INSURANCE ,LTC, DISABILITY 2.11/06/06/ NON-VARIABLE INSURANCE/15% TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Michael Brannum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 98-029 Hekaha St Ste 5, Aiea, HI 96701-4917

RIA

CRD#: 109524

Aiea, HI

Current

December 1, 2023 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 98-029 Hekaha St Ste 5, Aiea, HI 96701-4917

CRD#: 18272

Aiea, HI

Past

January 23, 2013 - December 31, 2022

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Hilo, HI

Past

January 18, 2013 - November 1, 2023

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Hilo, HI

Past

September 16, 2003 - December 31, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

HONOLULU, HI

Past

September 16, 2003 - December 31, 2012

LPL FINANCIAL LLC

CRD#: 6413

HONOLULU, HI

Past

November 8, 2000 - September 11, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HONOLULU, HI

Past

February 25, 1986 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 25, 1986 - September 11, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

January 2, 1984 - June 6, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

January 1, 1984 - June 6, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(12/6/2023)

IAR

Hawaii
(12/6/2023)

Oregon
(1/5/2024)

Texas
(6/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/26/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Guy M. Brannum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Michael Brannum's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/1999

Series 63

Date: 8/23/1989

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2000

Series 6

Date: 8/15/1988

Series 24

Date: 8/29/2002

Series 26

Date: 6/26/1997

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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