JS
Jerry G. Sutton
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CRD#: 1210104
JS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Gayle Sutton, AIF® was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1984. Jerry had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JERRY G SUTTON, ATTORNEY AT LAW; SUTTON LAW OFFICES, INVESTMENT RELATED; 2201 E GRAND RIVER, LANSING MI 48912; LAW & ESTATE PLANNING; PARTNER; START DATE: 5/11/77; 20 HRS/MTHLY 20/ TRADING HRS; MEET WITH CLINETS TO PROVIDE COUNSELING CONCERNING ESTATE PLANNING. 2) SUTTON ADVISORS, PLC, DBAS SUTTON LAW, SUTTON INSURANCE, SUTTON INVESTMENTS, 2201 E GRAND RIVER AVE, LANSING, MI, MANAGING MEMBER LLC, 01/12/20, INV REL, 40/WK- 40/TRADING 3)STATE FIRST FINANCIAL INC, 2201 E GRAND RIVER AVE, LANSING, MI, 10/01/1990 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 4)GREATER LANSING FOOD BANK P.O. BOX 16224 LANSING, MI 48901. 1/1/2007 AS COMMITTEE MEMBER WHO CALLS ON OTHER LAWYERS TO INVITE THEM TO SUPPORT A FUND RAISER, EMPTY PLATE DINNER, BY EITHER BUYING TICKETS TO ATTEND OR BECOMING A SPONSOR. NOT INVESTMENT RELATED. DEVOTES 1 HR/MNTH. 1 HR DURING TRADING. 5)GREEN LLC, 2201 E GRAND RIVER AVE, LANSING, MI, 1/01/2000 AS OWNER OF LLC TO OWN OFFICE BUILDING. NIR - 0 HRS. 6)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 01/18/17. 7) LINDA SUTTON, 2201 E GRAND RIVER AVE, LANSING, MI, SPOUSE TRUSTEE ROLE, SAWYER-KOCH, 03/06/21, INV REL, 20 HR/YR- 0/TRADING HR 8) LINDA SUTTON, 2201 E GRAND RIVER AVE, LANSING, MI, SPOUSE TRUSTEE ROLE, KELLEY- 03/05/21, INV REL, 20 HR/YR- 0/TRADING HR.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
October 14, 2016 - January 15, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Lansing, MI
Past
September 20, 2010 - January 12, 2017
SUTTON ADVISORS, PLC
RIA
CRD#: 124963
LANSING, MI
Past
December 8, 2003 - January 15, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LANSING, MI
Past
December 18, 2001 - December 18, 2003
QA3 FINANCIAL CORP.
BD
CRD#: 14754
OMAHA, NE
Past
September 29, 2000 - December 20, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
November 1, 1996 - September 29, 2000
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
April 8, 1991 - September 28, 1993
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
August 28, 1990 - November 1, 1996
STATE FIRST FINANCIAL, INC.
BD
CRD#: 26375
Past
January 1, 1986 - December 31, 1988
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
Past
July 9, 1985 - September 27, 1990
CENTENNIAL FINANCIAL SERVICES, INC.
BD
CRD#: 15819
LANSING, MI
Past
January 25, 1984 - July 16, 1985
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 2/4/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
