MG
Marshall D. Gunn
GUNN & COMPANY INVESTMENT MANAGEMENT
Jacksonville, FL 32224
Some features on this profile are disabled
CRD#: 1210021
MG
Professional summary
Marshall Dean Gunn JR is a registered financial advisor currently at GUNN & COMPANY INVESTMENT MANAGEMENT, INC. located in Jacksonville, Florida.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Marshall has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GUNN & COMPANY, PA; NON-INVESTMENT RELATED; 13901 SUTTON PARK DRIVE SOUTH #130 JACKSONVILLE, FL 32224; CPA FIRM; PRESIDENT/EMPLOYEE; START DATE JANUARY 2022; 75 HOURS PER MONTH DEVOTED TO BUSINESS; 75 HOURS PER MONTH DEVOTED TO BUSINESS DURING SEC TRADING HOURS; DUTIES ARE MANAGEMENT OF CPA FIRM, TAX AND CONSULTING WORK.
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Dean Gunn JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2021 - Present
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
Office #1: 13901 Sutton Park Drive South Suite 130, Jacksonville, FL 32224RIA
CRD#: 120084
Jacksonville, FL
Past
June 5, 1997 - July 21, 2015
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 120084
JACKSONVILLE, FL
Past
March 2, 1994 - October 21, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 2, 1994 - October 21, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 4, 1984 - September 16, 1985
BLACKSTOCK & LANDSTREET, INC.
BD
CRD#: 14227
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
CRD#: 120084 / SEC#: 801-112077
RIA
Registered Investment Advisory firm - (11/27/2017 Approved)Florida
Registered Investment Advisory firm - (1/8/2018 Terminated)Georgia
Registered Investment Advisory firm - (1/11/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2001 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/27/2021)
IAR
Georgia(2/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
G&
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
CRD#: 120084 / SEC#: 801-112077
RIA
Registered Investment Advisory firm - (11/27/2017 Approved)Florida
Registered Investment Advisory firm - (1/8/2018 Terminated)Georgia
Registered Investment Advisory firm - (1/11/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2001 Failure to Renew)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13901 Sutton Park Drive South Suite 130, Jacksonville, FL 32224
Mailing Address
Phone number
(904) 296-2025
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 412 |
| AUM (Assets Under Management) | $ 194,512,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2024 | ||
| 09/06/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUNN & COMPANY INVESTMENT MANAGEMENT, INC.
CRD#: 120084Jacksonville, FL 32224TRUST BUT VERIFY
Monitor Marshall Gunn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
