Randall Jay Katzenstein
Professional Summary
Randall Jay Katzenstein, who also goes by Randy Katzenstein, is a registered financial advisor currently at OBEX SECURITIES LLC located in New Rochelle, New York. Randall is registered as a RR (Registered Representative) and started their career in finance in 1983. Randall has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Randy Katzenstein
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
OBEX SECURITIES LLC
Contact Information
Main Address
1880 Palmer Ave Suite 4c, Larchmont, NY 10538Mailing Address
1880 Palmer Ave Suite 4c, Larchmont, NY 10538Phone Number
(914) 833-1800Established
Delaware since 08/14/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/17/2002)
(9/23/2002)
(10/31/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Randall Jay Katzenstein's CRS (Customer Relationship Summary).
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