Alan M. Pelzner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Mark Pelzner, CFP® was a registered financial advisor .
Alan is a previously registered financial advisor and started their career in finance in 1984. Alan had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
April 20, 2010 - October 21, 2010
FINANCIAL PLANNERS NORTHWEST, INC.
October 17, 2005 - December 31, 2009
FINANCIAL PLANNERS NORTHWEST, INC.
March 28, 2005 - August 24, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 25, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 25, 2005 - August 24, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 25, 2003 - January 24, 2005
PARK AVENUE SECURITIES LLC
October 21, 2002 - January 24, 2005
PARK AVENUE SECURITIES LLC
March 8, 1997 - September 17, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 8, 1997 - September 17, 2002
OSAIC FA, INC.
November 5, 1992 - February 25, 1997
OSAIC WEALTH, INC.
July 30, 1990 - November 6, 1992
TITAN/VALUE EQUITIES GROUP, INC.
September 1, 1988 - April 19, 1989
TITAN/VALUE EQUITIES GROUP, INC.
January 30, 1985 - February 7, 1987
TRANSGROUP SECURITIES CORPORATION
July 3, 1984 - January 7, 1985
VALUE EQUITIES CORPORATION
June 25, 1984 - June 26, 1984
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNERS NORTHWEST, INC.
CRD#: 135563 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
