Joseph W. Jacques
Professional summary
Joseph William Jacques, CFP®, ChFC®, CLU®, who also goes by Joe Jacques, is a registered financial advisor currently at JACQUES ADVISORS, LLC located in Rockville, Maryland and JACQUES FINANCIAL, LLC located in Rockville, Maryland.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Joseph has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Jacques's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
July 16, 2012 - Present
JACQUES ADVISORS, LLC
Office #1: 1700 E. Gude Drive, Rockville, MD 20850December 19, 2000 - Present
JACQUES FINANCIAL, LLC
Office #1: 1700 E. Gude Drive, Rockville, MD 20850January 1, 1996 - July 2, 2001
IFG NETWORK SECURITIES, INC.
October 22, 1992 - October 18, 1996
WS GRIFFITH SECURITIES, INC.
February 15, 1990 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
February 13, 1990 - February 27, 1990
NILCORP SECURITIES COMPANY
January 3, 1989 - November 9, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 12, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 22, 1983 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2001)
(1/19/2021)
(7/13/2001)
(5/22/2001)
(4/26/2021)
(5/23/2001)
(5/22/2001)
(5/31/2001)
(1/2/2001)
(7/16/2012)
(7/3/2001)
(5/23/2001)
(7/2/2001)
(8/28/2008)
(7/2/2001)
(10/2/2019)
(5/23/2001)
(3/20/2025)
(4/11/2025)
(7/2/2001)
(5/26/2015)
(5/22/2001)
(9/21/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/20/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
JACQUES ADVISORS, LLC
CRD#: 116102 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 85,894,871 |
Red Flags
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Company Information
JACQUES ADVISORS, LLC
FounderCRD#: 116102Rockville, MD 20850TRUST BUT VERIFY
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