Joseph William Jacques
CFP®, ChFC®, CLU®Professional Summary
Joseph William Jacques, CFP®, ChFC®, CLU®, who also goes by Joe Jacques, is a registered financial advisor currently at JACQUES ADVISORS, LLC located in Rockville, Maryland and JACQUES FINANCIAL, LLC located in Rockville, Maryland. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Joseph has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Specializations
Other Aliases
Joe Jacques
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
JACQUES ADVISORS, LLC | JACQUES FINANCIAL
Contact Information
Main Address
1700 E. Gude Drive, Rockville, MD 20850Phone Number
(301) 738-1303# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
271AUM (Assets Under Management)
$88,642,144Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/22/2001)
(1/19/2021)
(7/13/2001)
(5/22/2001)
(4/26/2021)
(5/23/2001)
(5/22/2001)
(5/31/2001)
(1/2/2001)
(7/16/2012)
(7/3/2001)
(5/23/2001)
(7/2/2001)
(8/28/2008)
(7/2/2001)
(10/2/2019)
(5/23/2001)
(3/20/2025)
(4/11/2025)
(7/2/2001)
(5/26/2015)
(5/22/2001)
(9/21/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 1999About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Jacques's CRS (Customer Relationship Summary).
Services Offered by Joseph
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
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