William M. Sanders

LASALLE ST SECURITIES, L.L.C.

New Orleans, LA 70163

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CRD#: 1206882

Professional summary

William Michael Sanders, who also goes by Mike Sanders, W Michael Sanders, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in New Orleans, Louisiana.

William is registered as a RR (Registered Representative) and started their career in finance in 1983. William has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Sanders | W Michael Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Michael Sanders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2010 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 1100 Poydras Street Suite 2900, New Orleans, LA 70163

CRD#: 7191

New Orleans, LA

Past

October 25, 2010 - November 5, 2010

MERRIMAC CORPORATE SECURITIES, INC.

CRD#: 35463

ALTAMONTE SPRINGS, FL

Past

December 3, 2008 - October 26, 2010

WALLSTREET*E FINANCIAL SERVICES, INC.

CRD#: 43896

NEW ORLEANS, LA

Past

November 4, 2002 - December 5, 2008

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

NEW ORLEANS, LA

Past

November 12, 2001 - December 5, 2008

NATIONAL PLANNING CORPORATION

CRD#: 29604

NEW ORLEANS, LA

Past

January 18, 1993 - November 13, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 5, 1990 - January 22, 1993

SISUNG SECURITIES CORPORATION

CRD#: 25752

METAIRIE, LA

Past

May 16, 1988 - August 29, 1990

F.N. WOLF & CO., INC.

CRD#: 13051

Past

February 2, 1987 - May 18, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

November 25, 1983 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/10/2013)

California
(1/12/2011)

District of Columbia
(4/14/2011)

Florida
(1/6/2012)

Georgia
(11/5/2010)

Louisiana
(11/5/2010)

Mississippi
(1/28/2011)

New York
(11/12/2010)

North Carolina
(11/12/2010)

South Carolina
(11/15/2010)

Tennessee
(4/19/2023)

Texas
(1/5/2011)

Virginia
(1/23/2015)

Washington
(12/6/2012)

Wyoming
(2/13/2012)

Exams

State Security Law Exam

Series 63

Date: 8/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.	100% OWNER
BEAVER, REGAN ALAN	CHIEF COMPLIANCE OFFICER	4621953
DROZD, MICHAEL MITCHELL	CHIEF INVESTMENT OFFICER	6015178
SCHLESSER, DANIEL JOHN	C.F.O./TRES./C.O.O	1788458

Disclosures

Regulatory Event	15
Arbitration	4
Bond	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William M. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Michael Sanders's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRIMAC CORPORATE SECURITIES, INC.

WALLSTREET*E FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

FSC SECURITIES CORPORATION

SISUNG SECURITIES CORPORATION

F.N. WOLF & CO., INC.

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1983

Series 24

Date: 4/1/1987

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LASALLE ST SECURITIES, L.L.C.

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