GH
Gene R. Huxhold
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Clemson, SC
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CRD#: 1206174
GH
Professional summary
Gene Robert Huxhold, AIF®, CFP® is a registered financial professional currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Clemson, South Carolina.
Gene is registered as a RR (Registered Representative) and started their career in finance in 1983. Gene has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gene Robert Huxhold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 19, 2007 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
Clemson, SC
Past
March 1, 2006 - December 31, 2007
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
DOWNERS GROVE, IL
Past
January 28, 2003 - October 24, 2005
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
February 1, 1995 - October 10, 2002
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
November 22, 1983 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2008)
RR
Alaska(1/3/2008)
RR
Arizona(1/3/2008)
RR
Arkansas(1/2/2008)
RR
California(1/3/2008)
RR
Colorado(1/3/2008)
RR
Connecticut(1/3/2008)
RR
Delaware(1/3/2008)
RR
District of Columbia(1/3/2008)
RR
Florida(1/3/2008)
RR
Georgia(1/3/2008)
RR
Hawaii(1/3/2008)
RR
Idaho(1/3/2008)
RR
Illinois(1/2/2008)
RR
Indiana(1/2/2008)
RR
Iowa(1/3/2008)
RR
Kansas(1/3/2008)
RR
Kentucky(1/2/2008)
RR
Louisiana(1/2/2008)
RR
Maine(1/3/2008)
RR
Maryland(1/3/2008)
RR
Massachusetts(1/3/2008)
RR
Michigan(1/2/2008)
RR
Minnesota(1/3/2008)
RR
Mississippi(1/2/2008)
RR
Missouri(1/3/2008)
RR
Montana(1/3/2008)
RR
Nebraska(1/3/2008)
RR
Nevada(1/3/2008)
RR
New Hampshire(1/3/2008)
RR
New Jersey(1/3/2008)
RR
New Mexico(1/3/2008)
RR
New York(1/3/2008)
RR
North Carolina(1/3/2008)
RR
North Dakota(1/3/2008)
RR
Ohio(1/2/2008)
RR
Oklahoma(1/2/2008)
RR
Oregon(1/3/2008)
RR
Pennsylvania(1/2/2008)
RR
Puerto Rico(1/3/2008)
RR
Rhode Island(1/3/2008)
RR
South Carolina(1/3/2008)
RR
South Dakota(1/3/2008)
RR
Tennessee(1/2/2008)
RR
Texas(1/2/2008)
RR
Utah(1/3/2008)
RR
Vermont(1/3/2008)
RR
Virginia(1/3/2008)
RR
Washington(1/3/2008)
RR
West Virginia(1/2/2008)
RR
Wisconsin(1/2/2008)
RR
Wyoming(1/3/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
JOHN HANCOCK BROKER DISTRIBUTION SERVICES, INC. | JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | JOHN HANCOCK FUNDS, LLC | JOHN HANCOCK FUNDS, INC.
CRD#: 28262 / SEC#: , 8-43582
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(617) 663-3000
Established
Delaware since 02/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | PARENT | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| DUCKWORTH, JEFFREY OWEN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2429017 |
| FEINBERG, KRISTIE MARIE | CHAIRMAN | 3162040 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| MCFETRIDGE, ANDREW JOHN | DIRECTOR | 2516238 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
