DS
Daniel N. Steinberg
VANTAGE FINANCIAL GROUP
SYLVANIA, OH 43560
Some features on this profile are disabled
CRD#: 1206090
DS
Professional summary
Daniel Nathan Steinberg, AIF® is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Sylvania, Ohio and CETERA INVESTMENT ADVISERS LLC located in Sylvania, Ohio.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Daniel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2016 APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 12 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: STEINBERG FINANCIAL GROUP LTD DBA VANTAGE FINANCIAL GROUP TOLEDO; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: TOLEDO JEWISH COMMUNITY FOUNDATION INVESTMENT RELATED: NO ADDRESS: 6465 SYLVANIA AVE, SYLVANIA, OH 43560 NATURE OF BUSINESS: COMMUNITY FOUNDATION RAISING MONEY AND GRANTING MONEY PRIMARILY FOR JEWISH CAUSES START DATE: 10/2023, TITLE: PAST CHAIRPERSON, APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: NONE-ATTEND BOARD MEETINGS INFREQUENTLY; (4) NAME OF OTHER BUSINESS: ORIA VANTAGE FINANCIAL GROUP, INC.; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT, QUALIFIED RETIREMENT PLANS; (5) NAME OF OTHER BUSINESS: COLUMBUS LIFE INSURANCE COMPANY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BOARD; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RELATE IDEAS, CONCERNS, ETC. ABOUT COLUMBUS LIFE FROM PEOPLE IN SALES ROLES TO THE MANAGEMENT TEAM; (6) NAME OF OTHER BUSINESS: SYLVANIA COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: 5201 COREY ROAD SYLVANIA, OH 43560; NATURE OF BUSINESS: COUNTRY CLUB; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CHAIR/ LONG RANGE PLANNING COMMITTEE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LOOK INTO A CAPITAL IMPROVEMENT PROJECT, GATHERING IDEAS FOR HOW TO IMPROVE THE CLUB IN THE FUTURE, PRESENT FINDINGS TO THE CLUB AND MEMBERS;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Nathan Steinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2017 - Present
VANTAGE FINANCIAL GROUP, INC.
Office #1: 5800 Monroe St Building A, Suite 4, Sylvania, OH 43560RIA
CRD#: 105950
SYLVANIA, OH
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560RIA
CRD#: 105644
SYLVANIA, OH
Current
May 31, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560BD
CRD#: 13572
Sylvania, OH
Past
June 1, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CLEVELAND, OH
Past
July 5, 2013 - May 31, 2016
OSAIC WEALTH, INC.
RIA
CRD#: 23131
TOLEDO, OH
Past
July 5, 2013 - May 31, 2016
OSAIC WEALTH, INC.
BD
CRD#: 23131
TOLEDO, OH
Past
February 22, 2007 - April 16, 2014
SAVAGE AND ASSOCIATES, INC.
RIA
CRD#: 119705
TOLEDO, OH
Past
March 8, 2006 - July 12, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
TOLEDO, OH
Past
July 26, 2002 - November 3, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
TOLEDO, OH
Past
April 4, 2001 - July 12, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
TOLEDO, OH
Past
November 19, 1989 - May 17, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 25, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2016)
RR
California(5/31/2016)
RR
Florida(8/17/2016)
RR
Georgia(11/9/2016)
RR
Illinois(6/24/2016)
RR
Indiana(6/1/2016)
RR
Maryland(6/9/2016)
RR
Michigan(6/2/2016)
RR
Missouri(10/10/2023)
RR
New York(6/3/2016)
RR
North Carolina(6/3/2016)
RR
Ohio(6/1/2016)
IAR
Ohio(11/1/2017)
RR
Oklahoma(6/1/2016)
RR
South Carolina(1/21/2020)
RR
Texas(10/6/2025)
IAR
Texas(10/6/2025)
RR
Wisconsin(6/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sylvania, OH 43560TRUST BUT VERIFY
Monitor Daniel Steinberg
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
