James G. Arliss

CHAMPLAIN ADVISORS

CHRISTIANSTED TOWN, VI 00820

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CRD#: 1205795

Professional summary

James Gilbertson Arliss, who also goes by James Gilbertson Arliss Sr, is a registered financial professional currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, .

James is registered as a RR (Registered Representative) and started their career in finance in 1984. James has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Gilbertson Arliss Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Gilbertson Arliss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2014 - Present

CHAMPLAIN ADVISORS, LLC

Office #1: No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820

CRD#: 129560

CHRISTIANSTED TOWN, VI

Past

August 10, 2010 - December 1, 2014

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

September 2, 2008 - July 29, 2010

SOUTHRIDGE INVESTMENT GROUP LLC

CRD#: 45531

NEW CANAAN, CT

Past

November 12, 2007 - September 2, 2008

THE RIDERWOOD GROUP INCORPORATED

CRD#: 16681

WILTON, CT

Past

May 3, 2005 - April 26, 2007

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 30, 1996 - May 10, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 30, 1987 - September 11, 1996

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

November 20, 1985 - June 12, 1987

CHASE SECURITIES, INC.

CRD#: 10793

Past

March 22, 1984 - October 28, 1985

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

CRD#: 4341

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/28/2016)

California
(12/11/2023)

Colorado
(12/7/2021)

Connecticut
(12/3/2014)

District of Columbia
(12/11/2023)

Florida
(12/11/2023)

Georgia
(4/4/2016)

Illinois
(12/14/2023)

Indiana
(12/14/2023)

Maine
(5/5/2017)

Maryland
(12/14/2023)

Massachusetts
(12/7/2021)

Michigan
(12/14/2023)

New Hampshire
(5/8/2017)

New York
(12/3/2014)

North Carolina
(12/7/2021)

Rhode Island
(12/7/2021)

Texas
(12/14/2023)

Vermont
(6/16/2017)

Virgin Islands
(4/19/2022)

Virginia
(12/11/2023)

West Virginia
(12/7/2021)

Exams

State Security Law Exam

Series 63

Date: 4/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/14/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHAMPLAIN ADVISORS, LLC

CRD#: 129560 / SEC#: , 8-66233

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820

Mailing Address

P.o. Box 24290, Christiansted, VI 00824-0290

Phone number

(212) 686-7949

Established

Delaware since 05/01/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CRIKELAIR, TERENCE MICHAEL	MEMBER, CHIEF COMPLIANCE OFFICER	2804253
CRIKELAIR, ANDREA EVERS	MEMBER	3129406

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James G. Arliss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Gilbertson Arliss's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUUS FINANCIAL CONSULTING LLC

SOUTHRIDGE INVESTMENT GROUP LLC

THE RIDERWOOD GROUP INCORPORATED

LEHMAN BROTHERS INC.

DEUTSCHE BANK SECURITIES INC.

BNP PARIBAS SECURITIES CORP.

CHASE SECURITIES, INC.

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/1984

SIE

Date: 10/1/2018

Series 3

Date: 9/14/1989

Series 7

Date: 3/17/1984

FINRA

Current Firm

CHAMPLAIN ADVISORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHAMPLAIN ADVISORS, LLC

TRUST BUT VERIFY

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