Gary A. Mickiewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Anthony Mickiewicz was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - February 19, 2020
WALLEYE TRADING LLC
October 9, 1993 - August 7, 1996
WG TRADING COMPANY LIMITED PARTNERSHIP
November 22, 1983 - September 23, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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