MG
Maria M. Gregoriev
STONEX ADVISORS
BIRMINGHAM, AL 35243
Some features on this profile are disabled
CRD#: 1205648
MG
Professional summary
Maria Mckeon Gregoriev, who also goes by Maria Katherine Gregoriev, Maria Katherine Mckeon, Maria Mckeon, is a registered financial advisor currently at STONEX ADVISORS INC. located in Birmingham, Alabama and STONEX SECURITIES INC. located in San Rafael, California.
Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Maria has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maria Katherine Gregoriev | Maria Katherine Mckeon | Maria Mckeon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCKEON FAMILY LIMITED PARTNERSHIP - INVESTMENT RELATED. 675 CEDARBERRY LANE, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: RENTAL PROPERTY. 12.5% OWNER, POSITION: INVESTOR. STARTED 1978. 0 HRS/WK DURING TRADING HOURS, 1 HRS/WK OUTSIDE OF TRADING HOURS. DUTIES: COLLECT RENTS, PAY TAXES. 2) INFINITY SCHOOL - NON INVESTMENT RELATED. 675 CEDARBERRY LANE, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: TECHNICAL WRITER FOR INSURANCE SCHOOL. 0% OWNER, EMPLOYEE, POSITION: TECHNICAL WRITER. STARTED 2/1/2014. 25 HRS/MONTH, 1 HR/MONTH DURING TRADING HOURS. DUTIES: WRITE COURSE FOR INSURANCE SCHOOL FOR EDUCATION. 3) ACT - NON-INVESTMENT RELATED. 675 CEDARBERRY LANE, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: AS A SUPERVISOR, I PROCTOR THE COLLEGE TESTS FOR ACT AT THE LOCAL HIGH SCHOOL. O% OWNER, SUPERVISOR. STARTED 4/2014. 1 HR/MO, O HR DURING TRADING HOURS. DUTIES: ADMINISTERING AND COLLECTING TESTS FOR COLLEGE BOUND STUDENTS. 4) MARIA GREGORIEV - STATE OF VA, PA, AND CA DEPARTMENT OF INSURANCE - LIFE, HEALTH, DISABILITY & VARIABLE ANNUITY. - INVESTMENT RELATED. 675 CEDARBERRY LANE, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: LIFE INSURANCE SALES. 100% OWNER - INSURANCE AGENT. STARTED: 9/23/14. 10 HRS/MO AND 1 HRS/MO DURING TRADING HOURS. DUTIES: SELLING LIFE INSURANCE PRODUCTS. 5) PROCTOR FOR THE CALIFORNIA HIGH SCHOOL PROFICIENCY EXAMINATION - NON-INVESTMENT RELATED. 675 CEDARBERRY LANE, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: TEST PROCTOR FOR THE CALIFORNIA HIGH SCHOOL PROFICIENCY EXAMINATION. 0% OWNER, POSITION: PROCTOR. STARTED:11/24/15. 6 HRS/MONTH AND 0 HOURS/MONTH DURING TRADE HOURS. DUTIES: PROCTOR FOR THE CALIFORNIA HIGH SCHOOL PROFICIENCY EXAMINATION AT MADRONE HIGH SCHOOL. THIS TEST IS GIVEN SEMI-ANNUALLY ON A GIVEN SATURDAY. 6) SAT TEST PROCTOR- NON-INVESTMENT RELATED. 320 NOVA ALBION, SAN RAFAEL, CA 94903. NATURE OF BUSINESS: TEST PROCTOR FOR SAT. 0% OWNER, POSTION: PROCTOR. STARTED: 3/5/2016. 3 HRS/MONTH AND 0 HRS/MONTH DURING TRADING HOURS. DUTIES: PROCTOR FOR SAT TEST GIVEN TO STUDENTS TO GAIN COLLEGE ENTRANCE. 7) Marin Financial Abuse Specialist Team 10 North San Pedro Road San Rafael, CA 94903 Nature of Business: The mission of the Marin FAST Team is to address elder financial abuse by helping law enforcement investigate financial abuse and prosecute perpetrators, to prevent future elder abuse by education the community about prevention, recognition and stopping the progression of it. Keeping informed of new scams and other financial abuse is key. Investment Related: Non-Investment Related Title: Volunteer Start Date: 07/01/2010 Duties: My duties include preparing packets of brochures from the FTC, the State of California Dept of Business Oversight and Senior Medicare Patrol, etc. I help prepare presentations on educating the community about elder financial abuse. Sometimes I am asked to work on real cases and put together financial spreadsheets with The Marin District Attorney's Office, or the Sheriff, or Adult Protective Services. I attend our scheduled meetings. Hours Devoted to Business: 8-20 Hours Devoted to Business during Market Hours: less than 1 hour
CRS (Client Relationship Summary) - RIA
Click below to view Maria Mckeon Gregoriev's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2019 - Present
STONEX ADVISORS INC.
Office #1: 2 Perimeter Park South Suite 500 West, Birmingham, AL 35243RIA
CRD#: 174182
BIRMINGHAM, AL
Current
December 6, 2019 - Present
STONEX SECURITIES INC.
BD
CRD#: 18456
San Rafael, CA
Past
August 12, 2013 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
RIA
CRD#: 16783
SAN RAFAEL, CA
Past
June 21, 2013 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
July 26, 2011 - April 18, 2013
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
EMERYVILLE, CA
Past
July 25, 2011 - April 18, 2013
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
EMERYVILLE, CA
Past
July 17, 2009 - December 17, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SAN FRANCISCO, CA
Past
September 30, 1997 - November 12, 2007
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN FRANCISCO, CA
Past
January 25, 1984 - November 12, 2007
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/6/2019)
IAR
California(12/6/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX ADVISORS INC.
CRD#: 174182Birmingham, AL 35243TRUST BUT VERIFY
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Contact information
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