DS
Denise M. Schachne
CETERA INVESTMENT ADVISERS LLC
LOS ANGELES, CA 90049
Some features on this profile are disabled
CRD#: 1205554
DS
Professional summary
Denise Marla Schachne, who also goes by Denise Schachne, Denise Maria Schchne, Denise Marla Schchne, Denise Marla Schachne, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Los Angeles, California and CETERA WEALTH SERVICES, LLC located in Los Angeles, California.
Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Denise has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denise Schachne | Denise Maria Schchne | Denise Marla Schchne | Denise Marla Schachne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: GOLDSTEIN FINANCIAL GROUP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: OPERATIONS MANAGER AND ADMINISTRATIVE DUTIES
START DATE: 6/19
POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER
APX NUMBER OF HOURS PER WEEK: 40-50
APX NUMBER OF HOURS DURING TRADING HOURS: 40-50
BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE DAY TO DAY OPERATIONS FOR THE TEAM. DELEGATION OF ADMINISTRATIVE TASKS AND PROCESSING, SOME OF THE ADMINISTRATIVE TASKS AS WELL
2. NAME OF OTHER BUSINESS: BRENTWOOD FINANCIAL ADVISORS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: OPERATIONS MANAGER AND ADMINISTRATIVE DUTIES
START DATE: 6/19
POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER
APX NUMBER OF HOURS PER WEEK: 40-50
APX NUMBER OF HOURS DURING TRADING HOURS: 40-50
BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE DAY TO DAY OPERATIONS FOR THE TEAM. DELEGATION OF ADMINISTRATIVE TASKS AND PROCESSING, SOME OF THE ADMINISTRATIVE TASKS AS WELL
3. NAME OF OTHER BUSINESS: BRAUM REAL ESTATE (BRAUM CONSTRUCTION AND MANAGEMENT)
INVESTMENT RELATED: NO
ADDRESS: 6551 VAN NUYS BLVD, VAN NUYS CA 91401
NATURE OF BUSINESS: WORK WITH FAMILY THAT OWNS, AND OR, MANAGES COMMERCIAL AND RESIDENTIAL REAL ESTATE
START DATE: 1/11
POSITION/TITLE/RELATIONSHIP: ROLE IS TO SHOW VACANT OR SOON TO BE VACANT SPACES TO PROSPECTIVE TENANTS
APX NUMBER OF HOURS PER WEEK: 4
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: ROLE IS TO SHOW VACANT OR SOON TO BE VACANT SPACES TO PROSPECTIVE TENANTS. WHEN A LEASE IS INITIATED, I EARN A LEASING FEE
CRS (Client Relationship Summary) - RIA
Click below to view Denise Marla Schachne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11726 San Vicente Blvd Ste 235, Los Angeles, CA 90049RIA
CRD#: 105644
LOS ANGELES, CA
Current
June 7, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11726 San Vicente Blvd Ste 235, Los Angeles, CA 90049BD
CRD#: 13572
Los Angeles, CA
Past
June 7, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOCA RATON, FL
Past
April 18, 2018 - June 14, 2019
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
LOS ANGELES, CA
Past
April 18, 2018 - June 14, 2019
OPPENHEIMER & CO. INC.
BD
CRD#: 249
LOS ANGELES, CA
Past
October 6, 2016 - April 17, 2018
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
BEVERLY HILLS, CA
Past
October 6, 2016 - April 17, 2018
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
BEVERLY HILLS, CA
Past
December 4, 2014 - June 30, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOS ANGELES, CA
Past
December 4, 2014 - June 30, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOS ANGELES, CA
Past
September 8, 2006 - August 20, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LOS ANGELES, CA
Past
September 8, 2006 - August 20, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LOS ANGELES, CA
Past
February 4, 2004 - August 25, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CENTURY CITY, CA
Past
July 29, 2002 - August 25, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CENTURY CITY, CA
Past
February 16, 2000 - June 18, 2002
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/7/2019)
IAR
California(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
