David Kashtan
Professional summary
David Kashtan, who also goes by David Andrew Kashtan, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Manahawkin, New Jersey and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Erie, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 8, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Kashtan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2020 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
June 9, 2020 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
October 16, 2017 - May 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
October 16, 2017 - May 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
October 5, 2015 - September 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 2, 2015 - September 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
June 30, 2014 - August 21, 2015
THE HUNTINGTON INVESTMENT COMPANY
June 30, 2014 - August 21, 2015
THE HUNTINGTON INVESTMENT COMPANY
October 11, 2007 - July 29, 2013
PNC WEALTH MANAGEMENT LLC
October 11, 2007 - July 29, 2013
PNC WEALTH MANAGEMENT LLC
October 4, 2006 - September 7, 2007
CHASE INVESTMENT SERVICES CORP.
October 4, 2006 - September 7, 2007
CHASE INVESTMENT SERVICES CORP.
February 10, 2006 - October 4, 2006
BNY INVESTMENT CENTER INC.
February 10, 2006 - October 4, 2006
BNY INVESTMENT CENTER INC.
August 20, 2005 - August 29, 2005
BOFA DISTRIBUTORS, INC.
January 12, 2005 - September 7, 2005
BOFA ADVISORS, LLC
January 12, 2005 - August 20, 2005
BACAP DISTRIBUTORS, LLC
October 20, 2004 - January 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - January 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 26, 2004 - October 20, 2004
QUICK & REILLY, INC.
July 31, 2002 - October 20, 2004
QUICK & REILLY, INC.
November 7, 2001 - February 21, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
November 13, 1986 - February 5, 2002
BNY MELLON SECURITIES CORPORATION
October 1, 1985 - September 12, 1986
TRI-STATE FINANCIAL PLANNING ASSOCIATES
November 14, 1983 - June 28, 1985
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 8
Date: 3/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
