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Robert Anthony Martini

CRD# 1204810·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anthony Martini was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 2024. Robert had worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

PALAFOX TRADING LLC·CRD# 131114
BD
New York, NY
December 15, 2020 - January 8, 2024
CITADEL SECURITIES LLC·CRD# 116797
BD
New York, NY
December 15, 2020 - January 8, 2024
CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
New York, NY
December 15, 2020 - January 8, 2024
CITADEL CLEARING LLC·CRD# 172693
BD
New York, NY
December 15, 2020 - January 8, 2024
SOLIUM FINANCIAL SERVICES LLC·CRD# 147933
BD
New York, NY
March 2, 2020 - December 7, 2020
PRIME DEALER SERVICES CORP.·CRD# 36142
BD
New York, NY
October 2, 2018 - January 12, 2021
MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
New York, NY
October 2, 2018 - January 12, 2021
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
October 2, 2018 - January 12, 2021
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
August 29, 2017 - January 12, 2021
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
Hoboken, NJ
October 13, 2016 - August 3, 2017
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
November 9, 2007 - August 30, 2016
BOSTON PARTNERS SECURITIES, L.L.C.·CRD# 2998
BD
Boston, MA
November 23, 1998 - March 28, 2005
HALPERT AND COMPANY, INC.·CRD# 7094
BD
Millburn, NJ
November 19, 1985 - January 14, 1991

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Current Firm

PT
PALAFOX TRADING LLC

PALAFOX TRADING LLC

CRD#: 131114 / SEC#: 8-66420
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 01/16/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER—
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2518443
CITADEL ADVISORS LLCMANAGER—
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER AND FINOP5587809
SAHADI, NICHOLAS MITCHELLCHIEF COMPLIANCE OFFICER4044856

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2001About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1998About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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