Robert A. Martini

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CRD#: 1204810

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Anthony Martini was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2020 - January 8, 2024

PALAFOX TRADING LLC

CRD#: 131114

New York, NY

Past

December 15, 2020 - January 8, 2024

CITADEL SECURITIES LLC

CRD#: 116797

NEW YORK, NY

Past

December 15, 2020 - January 8, 2024

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102

New York, NY

Past

December 15, 2020 - January 8, 2024

CITADEL CLEARING LLC

CRD#: 172693

New York, NY

Past

March 2, 2020 - December 7, 2020

SOLIUM FINANCIAL SERVICES LLC

CRD#: 147933

New York, NY

Past

October 2, 2018 - January 12, 2021

PRIME DEALER SERVICES CORP.

CRD#: 36142

NEW YORK, NY

Past

October 2, 2018 - January 12, 2021

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

October 2, 2018 - January 12, 2021

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

August 29, 2017 - January 12, 2021

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 13, 2016 - August 3, 2017

MIZUHO SECURITIES USA LLC

CRD#: 19647

HOBOKEN, NJ

Past

November 9, 2007 - August 30, 2016

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

November 23, 1998 - March 28, 2005

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998

BOSTON, MA

Past

November 19, 1985 - January 14, 1991

HALPERT AND COMPANY, INC.

CRD#: 7094

MILLBURN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/14/1998

Financial and Operations Principal Examination

Current Firm

PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

830 Brickell Plaza, Miami, FL 33131

Mailing Address

830 Brickell Plaza, Miami, FL 33131

Phone number

(305) 929-6851

Established

Delaware since 01/16/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PALAFOX HOLDCO LLC	MEMBER
CARROLL, SEAN VINCENT	CHIEF EXECUTIVE OFFICER	2518443
CARROLL, SEAN VINCENT	CHIEF COMPLIANCE OFFICER	2518443
CITADEL ADVISORS LLC	MANAGER
HENRY, STEVEN MICHAEL	CHIEF ACCOUNTING OFFICER	5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Martini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITADEL SECURITIES LLC

CITADEL SECURITIES INSTITUTIONAL LLC

CITADEL CLEARING LLC

SOLIUM FINANCIAL SERVICES LLC

PRIME DEALER SERVICES CORP.

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MIZUHO SECURITIES USA LLC

BARCLAYS CAPITAL INC.

BOSTON PARTNERS SECURITIES, L.L.C.

HALPERT AND COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2001

Series 24

Date: 7/3/2001

Series 27

Date: 11/14/1998

Current Firm

PALAFOX TRADING LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

PALAFOX TRADING LLC

TRUST BUT VERIFY

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