Barry R. Bode
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Robert Bode, who also goes by Barry R Bode, Barry Bode, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1984. Barry had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2019 - April 26, 2019
CONTINUUM ADVISORY, LLC
April 28, 2010 - February 1, 2019
ON INVESTMENT MANAGEMENT CO
June 20, 2006 - June 30, 2010
REA CAPITAL MANAGEMENT, LLC
November 10, 2004 - February 1, 2019
THE O.N. EQUITY SALES COMPANY
April 4, 2003 - November 30, 2004
QUESTAR CAPITAL CORPORATION
August 22, 2002 - March 31, 2003
QUESTAR CAPITAL CORPORATION
November 24, 1998 - August 23, 2002
COMMUNITY BANKERS SECURITIES, LLC
June 27, 1997 - December 3, 1998
GUARDIAN INVESTOR SERVICES LLC
June 6, 1986 - March 7, 1987
PIM FINANCIAL SERVICES, INC.
May 10, 1984 - February 12, 1986
FINANCIAL PLANNERS EQUITY CORPORATION
February 24, 1984 - March 21, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CONTINUUM ADVISORY, LLC
CRD#: 283155 / SEC#: 801-107439
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINUUM ADVISORY, LLC
CRD#: 283155 / SEC#: 801-107439
Contact information
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
