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BM

Bahman Mossavarrahmani

UNITED AMERICAN SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 1203393
BM

Professional summary


Bahman Mossavarrahmani, who also goes by Bob Rahmani, is a registered financial advisor currently at UNITED AMERICAN SECURITIES, INC. located in New York, New York.

Bahman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Bahman has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 24, Series 53, Series 27 and Series 54FN exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bob Rahmani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Bahman Mossavarrahmani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 9, 2004 - Present

UNITED AMERICAN SECURITIES, INC.

Office #1: 655 Third Avenue Suite 2906, New York, NY 10017
RIA
CRD#: 21274
New York, NY
Past

March 15, 1988 - March 30, 2015

UNITED AMERICAN SECURITIES, INC.

BD
CRD#: 21274
NEW YORK, NY
Past

November 8, 1983 - January 1, 1988

U.S. SECURITIES, INC.

BD
CRD#: 14289

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED AMERICAN SECURITIES, INC.
MORA SECURIITES, INC. | UNITED AMERICAN SECURITIES, INC. | UAS ASSET MANAGEMENT

CRD#: 21274 / SEC#: 801-32004, 8-38756

RIA
Registered Investment Advisory firm - SEC (4/22/1988 Approved)
BD
Terminated by SEC on 03/06/2015

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/23/2017)
IAR
Connecticut
(11/9/2004)
IAR
Florida
(6/18/2025)
IAR
Georgia
(5/15/2025)
IAR
Massachusetts
(7/10/2025)
IAR
New Jersey
(3/11/2005)
IAR
New York
(5/14/2025)
IAR
Pennsylvania
(5/15/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/10/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 54FN
Date: 10/15/1983
Municipal Securities Financial and Operations Principal Examination

Current Firm


UA
UNITED AMERICAN SECURITIES, INC.
MORA SECURIITES, INC. | UNITED AMERICAN SECURITIES, INC. | UAS ASSET MANAGEMENT

CRD#: 21274 / SEC#: 801-32004, 8-38756

RIA
Registered Investment Advisory firm - SEC (4/22/1988 Approved)
BD
Terminated by SEC on 03/06/2015
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Contact information


Main Address
655 Third Avenue Suite 2906, New York, NY 10017
Mailing Address
Phone number
(212) 983-5822
Established
New York since 09/21/1987
Firm type
Corporation
Fiscal year end
June
# of Employees
6

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UAS ASSET MANAGEMENT ADV PART 2A (3/31/2025)

Direct owners and executive officers


NamePositionCRD#
MOSSAVARRAHMANI, BAHMANPRESIDENT AND CHIEF COMPLIANCE OFFICER1203393
LADJEVARDI, ZOHREH DSHAREHOLDER1799296
MOSSAVARRAHMANI, YASMINDIRECTOR
OWLIA, DARIUSHSHAREHOLDER
GERANMAYEH, ALIMANAGING DRIECTOR4664027

Regulatory assets under management


Total Number of Accounts357
AUM (Assets Under Management)$ 449,916,954

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


UNITED AMERICAN SECURITIES, INC.

CRD#: 21274New York, NY 10017

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