Theodore Allocca
Professional summary
Theodore Allocca JR, who also goes by Theodore Allocca, is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1984. Theodore has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Allocca JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2001 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797October 19, 1998 - December 6, 2001
GLENN MICHAEL FINANCIAL, INC.
May 23, 1994 - November 5, 1998
COMPREHENSIVE CAPITAL CORPORATION
February 8, 1990 - June 2, 1994
INVESTORS ASSOCIATES, INC.
April 13, 1984 - February 7, 1990
G. K. SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2021)
(1/30/2002)
(1/4/2002)
(12/13/2001)
(1/10/2002)
(4/13/2021)
(2/4/2002)
(5/11/2005)
(12/13/2001)
(2/1/2002)
(12/10/2002)
(1/4/2002)
(3/24/2021)
Exams
FINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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