Ronna S. Cohen

SILVER LAKE ADVISORY

Cottonwood Heights, UT

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CRD#: 1201515

Professional summary

Ronna Sue Cohen is a registered financial advisor currently at SILVER LAKE ADVISORY, LLC located in Cottonwood Heights, Utah.

Ronna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ronna has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronna Sue Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2009 - Present

SILVER LAKE ADVISORY, LLC

RIA

CRD#: 107625

Cottonwood Heights, UT

Past

October 18, 2001 - June 2, 2005

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

May 7, 1992 - October 25, 2001

U.S. SECURITIES, INTL. CORP.

CRD#: 11238

NEW YORK, NY

Past

May 10, 1990 - May 13, 1992

DIAMANT INVESTMENT CORPORATION

CRD#: 7047

GREENWICH, CT

Past

August 4, 1986 - May 8, 1990

OPPENHEIMER & CLOSE, INC.

CRD#: 15168

NEW YORK, NY

Past

October 19, 1983 - April 29, 1985

LAZARD FRERES & CO. LLC

CRD#: 2528

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVER LAKE ADVISORY, LLC

COHEN RONNA SUE | SILVER LAKE ADVISORY, LLC | SILVER LAKE ADVISORY | RONNA COHEN

CRD#: 107625 / SEC#: 801-41655

RIA

Registered Investment Advisory firm - (6/4/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(12/1/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/1/1987

Financial and Operations Principal Examination

Current Firm

SILVER LAKE ADVISORY, LLC

COHEN RONNA SUE | SILVER LAKE ADVISORY, LLC | SILVER LAKE ADVISORY | RONNA COHEN

CRD#: 107625 / SEC#: 801-41655

RIA

Registered Investment Advisory firm - (6/4/1992 Approved)

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Contact information

Main Address

Cottonwood Heights, UT

Mailing Address

Phone number

(801) 733-9470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVER LAKE ADVISORY BROCHURE (1/8/2025)

Regulatory assets under management

Total Number of Accounts	496
AUM (Assets Under Management)	$ 320,486,265

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronna S. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronna Sue Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORS & CABOT, INC.

U.S. SECURITIES, INTL. CORP.

DIAMANT INVESTMENT CORPORATION

OPPENHEIMER & CLOSE, INC.

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

SILVER LAKE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2009

Series 63

Date: 11/1/1983

Series 7

Date: 10/15/1983

Series 27

Date: 6/1/1987

Current Firm

SILVER LAKE ADVISORY, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVER LAKE ADVISORY, LLC

TRUST BUT VERIFY

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