DS
Donna L. Sulzbach
CETERA INVESTMENT ADVISERS LLC
NORTH CANTON, OH 44720
Some features on this profile are disabled
CRD#: 1201478
DS
Professional summary
Donna Louise Sulzbach, who also goes by Donna L Hare, Donna L Sulzbach, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Canton, Ohio and CETERA ADVISORS LLC located in North Canton, Ohio.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Donna has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 51, Series 24, Series 26 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna L Hare | Donna L Sulzbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SULZBACH AND ASSOCIATES, 137 WILBUR DRIVE, NORTH CANTON, OH, 44720, FIXED INSURANCE-SALES.
2. NAME OF OTHER BUSINESS: RENTAL PROPERTY
INVESTMENT RELATED: NO
ADDRESS: 230 MELODY GARDENS DR. SURFSIDE BEACH, SC 29575
NATURE OF BUSINESS: RENTAL HOME
START DATE: 10/01/2015
POSITION/TITLE/RELATIONSHIP: OWNER
APX NUMBER OF HOURS PER WEEK: N/A
APX NUMBER OF HOURS DURING TRADING HOURS: NONE
BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Donna Louise Sulzbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 137 Wilbur Drive, North Canton, OH 44720RIA
CRD#: 105644
NORTH CANTON, OH
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 137 Wilbur Drive, North Canton, OH 44720BD
CRD#: 10299
North Canton, OH
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CANTON, OH
Past
May 21, 2002 - January 1, 2004
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
NORTH CANTON, OH
Past
January 6, 1984 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2005)
RR
Alaska(1/1/2004)
RR
Arizona(1/1/2004)
RR
California(1/1/2004)
RR
Colorado(1/1/2004)
RR
Connecticut(1/1/2004)
RR
Delaware(2/8/2019)
RR
District of Columbia(3/18/2015)
RR
Florida(1/1/2004)
RR
Georgia(1/1/2004)
RR
Idaho(3/29/2022)
RR
Illinois(1/1/2004)
RR
Indiana(1/1/2004)
RR
Iowa(1/4/2007)
RR
Kansas(1/1/2004)
RR
Kentucky(1/5/2009)
RR
Louisiana(11/26/2019)
RR
Maryland(1/4/2007)
RR
Massachusetts(5/26/2015)
RR
Michigan(1/1/2004)
RR
Minnesota(1/5/2009)
RR
Mississippi(1/5/2009)
RR
Missouri(1/5/2009)
RR
Nevada(6/8/2010)
RR
New Jersey(2/24/2006)
RR
New Mexico(5/7/2020)
RR
New York(1/1/2004)
RR
North Carolina(1/1/2004)
RR
Ohio(1/1/2004)
IAR
Ohio(3/21/2024)
RR
Oklahoma(1/18/2023)
RR
Oregon(9/15/2008)
RR
Pennsylvania(1/1/2004)
RR
Rhode Island(1/8/2009)
RR
South Carolina(1/1/2004)
RR
South Dakota(2/2/2010)
RR
Tennessee(1/7/2009)
RR
Texas(8/23/2006)
IAR
Texas(3/21/2024)
RR
Utah(1/27/2009)
RR
Virginia(1/1/2004)
RR
Washington(1/5/2009)
RR
West Virginia(1/4/2007)
RR
Wisconsin(1/1/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
