MB
Mark J. Bodnar
OCTAVIA WEALTH ADVISORS LLC
Blue Ash, OH 45242
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CRD#: 1201414
MB
Professional summary
Mark Joseph Bodnar, CFP® is a registered financial advisor currently at OCTAVIA WEALTH ADVISORS LLC located in Blue Ash, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Cincinnati, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mark Bodnar is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242. Approximately 90% of Mark Bodnar's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242; 20 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Bodnar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
June 12, 2020 - Present
OCTAVIA WEALTH ADVISORS LLC
Office #1: 9999 Carver Road, Blue Ash, OH 45242RIA
CRD#: 306909
Blue Ash, OH
Current
June 12, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 9999 Carver Road Suite 130, Cincinnati, OH 45242BD
CRD#: 35747
Cincinnati, OH
Past
January 24, 2003 - July 10, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BLUE ASH, OH
Past
May 6, 1987 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 6, 1987 - July 10, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BLUE ASH, OH
Past
July 2, 1984 - March 24, 1987
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
Past
January 5, 1984 - July 5, 1984
E.R. KELLER & CO., INC.
BD
CRD#: 10715
Past
November 22, 1983 - September 10, 1984
FIRST CLEVELAND INVESTMENTS, INC.
BD
CRD#: 3928
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/20/2024)
RR
California(5/20/2024)
RR
Colorado(10/1/2020)
RR
Connecticut(5/20/2024)
RR
Florida(6/12/2020)
RR
Illinois(6/12/2020)
RR
Indiana(6/12/2020)
RR
Kentucky(6/12/2020)
RR
Maine(5/20/2024)
RR
Maryland(6/12/2020)
RR
Michigan(6/12/2020)
RR
Montana(2/1/2024)
RR
North Carolina(5/20/2024)
RR
Ohio(6/12/2020)
IAR
Ohio(6/12/2020)
RR
Oklahoma(5/20/2024)
RR
Oregon(6/12/2020)
RR
Pennsylvania(6/12/2020)
RR
Rhode Island(5/20/2024)
RR
South Carolina(2/26/2024)
RR
Tennessee(2/4/2021)
RR
Virginia(5/20/2024)
RR
Washington(5/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9999 Carver Road Suite 130, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 762-7701
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,332 |
| AUM (Assets Under Management) | $ 1,789,186,080 |
Red Flags
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Company Information
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909Blue Ash, OH 45242TRUST BUT VERIFY
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Contact information
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