William T. Scott

SCOTT AND ASSOCIATES OF TEXAS

Garland, TX

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CRD#: 1201124

Professional summary

William Turner Scott, who also goes by Bill Scott, is a registered financial advisor currently at SCOTT AND ASSOCIATES OF TEXAS, INC. located in Garland, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM TURNER SCOTT (LICENSE ID 636235); 709 Tacoma Dr. Garland, TX 75043. INSURANCE AGENT OFFERING FIXED AND INDEX ANNUITIES AND LIFE. APPROXIMATELY 20 HOURS PER MONTH, OF WHICH ALL HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Turner Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2013 - Present

SCOTT AND ASSOCIATES OF TEXAS, INC.

RIA

CRD#: 166650

Garland, TX

Past

February 6, 2007 - January 25, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

HOUSTON, TX

Past

December 1, 2006 - January 25, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

HOUSTON, TX

Past

December 20, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

HOUSTON, TX

Past

January 4, 1999 - December 16, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HOUSTON, TX

Past

January 4, 1999 - December 16, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

August 9, 1994 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

May 5, 1993 - August 10, 1994

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

April 29, 1992 - May 17, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 13, 1990 - May 4, 1992

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 26, 1989 - December 4, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 7, 1987 - November 13, 1989

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 29, 1986 - January 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 19, 1983 - November 28, 1986

ROTAN MOSLE INC.

CRD#: 727

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/24/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/14/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/1993

General Securities Principal Examination

Current Firm

SCOTT AND ASSOCIATES OF TEXAS, INC.

SCOTT AND ASSOCIATES OF TEXAS, INC. | SCOTT AND ASSOCIATES OF TEXAS, LLC

CRD#: 166650 / SEC#:

Texas

Registered Investment Advisory firm - (4/24/2013 Approved)

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Contact information

Main Address

Garland, TX

Mailing Address

Phone number

(713) 957-0685

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 13,813,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William T. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Turner Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

FIRST MONTAUK SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CIBC WORLD MARKETS CORP.

LEHMAN BROTHERS INC.

CIBC WORLD MARKETS CORP.

E. F. HUTTON & COMPANY INC

ROTAN MOSLE INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1996

Series 63

Date: 10/26/1983

Series 7

Date: 10/15/1983

Series 4

Date: 8/14/1996

Series 24

Date: 8/5/1993

Current Firm

SCOTT AND ASSOCIATES OF TEXAS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOTT AND ASSOCIATES OF TEXAS, INC.

TRUST BUT VERIFY

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