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EB

Edward M. Bralower

XTELLUS CAPITAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 1201091
EB

Professional summary

Edward Marc Bralower is a registered financial professional currently at XTELLUS CAPITAL PARTNERS, INC. located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1983. Edward has worked at 11 firms and has passed the Series 63, Series 22TO, SIE, Series 3, Series 7, Series 22, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Marc Bralower's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2022 - Present

XTELLUS CAPITAL PARTNERS, INC.

Office #1: 535 Madison Ave. 5th Floor, New York, NY, 10022Office #2: 535 Madison Ave. 5th Floor, New York, NY, 10022
BD
CRD#: 156048
New York, NY
Past

March 31, 2021 - January 4, 2022

XTELLUS CAPITAL PARTNERS, INC.

BD
CRD#: 156048
NEW YORK, NY
Past

May 15, 2020 - March 17, 2021

HORANG SECURITIES, LLC

BD
CRD#: 6004
NEW YORK, NY
Past

August 22, 2018 - November 7, 2018

ZANBATO SECURITIES LLC

BD
CRD#: 279028
MOUNTAIN VIEW, CA
Past

October 1, 2013 - April 20, 2015

STOCK SECURITIES LLC

BD
CRD#: 32244
STAMFORD, CT
Past

January 23, 2012 - March 28, 2013

SARATOGA CAPITAL MARKETS

BD
CRD#: 120888
STAMFORD, CT
Past

January 3, 2011 - January 20, 2012

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
STAMFORD, CT
Past

November 1, 2010 - November 19, 2010

COWEN PRIME SERVICES LLC

BD
CRD#: 153397
GREENWICH, CT
Past

September 8, 2010 - November 19, 2010

SANDERS MORRIS LLC

BD
CRD#: 20580
GREENWICH, CT
Past

May 10, 2010 - September 10, 2010

SARATOGA CAPITAL MARKETS

BD
CRD#: 120888
NEW YORK, NY
Past

July 28, 2008 - May 11, 2010

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

November 1, 1984 - July 23, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

November 18, 1983 - October 5, 1984

CRALIN & CO., INC.

BD
CRD#: 7605

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/8/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/9/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/30/1985
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 11/17/1983
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/28/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/19/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

XC
XTELLUS CAPITAL PARTNERS, INC.
VTB CAPITAL INC. | XTELLUS CAPITAL PARTNERS, INC.

CRD#: 156048 / SEC#: , 8-68766

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
535 Madison Ave. 5th Floor, New York, NY, 10022
Mailing Address
535 Madison Ave. 5th Floor, New York, NY, 10022
Phone number
(646) 527-6400
Established
Delaware since 11/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
XTELLUS PARTNERS LLCOWNER
L'VOV, PAVEL GENNADIEVICHPRINCIPAL4319406
SWIGART, PAUL MARSHALLROSFP4580213
SWIGART, PAUL MARSHALLCEO4580213
ZAK, STEPHEN PETERFINOP2423424
ZAK, STEPHEN PETERCOO2423424
ZAK, STEPHEN PETERPFO, POO2423424
ZAK, STEPHEN PETERCCO2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XTELLUS CAPITAL PARTNERS, INC.

CRD#: 156048New York, NY 10022

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