CS
Craig E. Sheftell
FALLBROOK CAPITAL SECURITIES
Calabasas, CA 91302
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CRD#: 1200482
CS
Professional summary
Craig Evan Sheftell is a registered financial professional currently at FALLBROOK CAPITAL SECURITIES CORP. located in Calabasas, California.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1983. Craig has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-FALLBROOK AFFORDABLE HOUSING, LP PROVIDES CONSULTING SERVICES TO AN ASSET MANAGEMENT COMPANY WHICH OVERSEES A PORTFOLIO OF AFFORDABLE MULTIFAMILY PROPERTIES. NONE OF FALLBROOK AFFORDABLE HOUSING COMPENSATION IS THE RESULT OF SECURITIES TRANSACTIONS.
-FALLBROOK ASSET MANAGEMENT, LP PROVIDES ASSET MANAGEMENT SERVICES TO AN INSTITUTIONAL CLIENT WHO OWNS A PORTFOLIO OF AFFORDABLE MULTIFAMILY PROPERTIES. NONE OF FALLBROOK ASSET MANAGEMENT COMPENSATION IS THE RESULT OF SECURITIES TRANSACTIONS.
-FALLBROOK CREDIT FINANCE, LLC FINANCES TAX CREDIT CERTIFICATES WHICH ARE GENERATED FROM BROWNFIELD REMEDIATION, HISTORIC PRESERVATION, FILM PRODUCTION OR OTHER MEANS UNDER STATE INCENTIVE PROGRAMS. NONE OF FALLBROOK CREDIT FINANCE TRANSACTIONS ARE SECURITIES AS THE CERTIFICATES ARE PROPERTY OF THE SELLER.
-FALLBROOK ENERGY INVESTMENTS, LLC DEVELOPS RENEWABLE ENERGY PROJECTS AND PROVIDES DUE DILIGENCE AND CONSULTING SERVICES TO INVESTORS IN AND DEVELOPERS OF RENEWABLE ENERGY PROJECTS AND DEVELOPS SMALL SOLAR PROJECTS. OUR CONSULTING AGREEMENTS ARE BASED ON SPECIFIC SERVICES PROVIDED ON AN HOURLY OR PROJECT BASIS.
-FALLBROOK MULTIFAMILY INVESTMENTS, LLC, INVESTS IN AFFORDABLE MULTIFAMILY PROPERTIES, DEVELOPS NEW OR RENOVATES PROPERTIES AND PROVIDES ASSET MANAGEMENT SERVICES. AS AN OFFICER I WILL PARTICIPATE IN MANY ACTIVITIES OF THE COMPANY.
-FALLBROOK TAX CREDITS, LLC BUYS AND SELLS TAX CREDIT CERTIFICATES WHICH ARE GENERATED FROM BROWNFIELD REMEDIATION, HISTORIC PRESERVATION, FILM PRODUCTION OR OTHER MEANS UNDER STATE INCENTIVE PROGRAMS. NONE OF FALLBROOK TAX CREDIT'S TRANSACTIONS ARE SECURITIES AND THE CERTIFICATES ARE PROPERTY OF THE SELLER.
-FALLBROOK LOAN FUND, LLC MAKES LOANS TO COMPANIES THAT GENERATE TAX CREDITS OR OWN TAX CREDIT PROPERTIES. MR. SHEFTELL HAS MINIMAL PARTICIPATION. NONE OF FALLBROOK LOAN FUND'S COMPENSATION IS THE RESULT OF A SECURITIES TRANSACTION.
-LIDO ADVISORS, CALIFORNIA, 07/2015 TO PRESENT, INVESTMENT ADVISOR REPRESENTATIVE, BUSINESS DEVELOPMENT AND CLIENT SERVICING WORKING WITH HIGH NET WORTH INDIVIDUALS AND FAMILIES.
-WASPS, LLC, CALIFORNIA, 08/2015 TO PRESENT, PRODUCER FOR FILM DEVELOPMENT COMPANY, VERY MINIMAL TIME SPENT ON THIS ACTIVITY. NON-INVESTMENT RELATED ACTIVITY.
-CS GLOBAL, APRIL 15, 2016 - PRESENT. CONTRACT WITH THE STATE OF KANSAS DEPARTMENT OF ADMINISTRATION. ECONOMIC DEVELOPMENT CONSULTING. NON-INVESTMENT RELATED.
-RIVELLE PRODUCTS, INC. - MAY 5, 2020 TO PRESENT. STOCKHOLDER AND CONSULTANT. NON-INVESTMENT RELATED.
-FALLBROOK MORTGAGE FUND, LLC - PURCHASES AND MANAGES A PORTFOLIO OF MORTGAGE LOANS. AS AN OFFICER, MR. SHEFTELL WILL PARTICIPATE IN ALL OF THE COMPANIES ACTIVITIES. NONE OF FALLBROOK MORTGAGE FUND'S COMPENSATION IS THE RESULT OF A SECURITIES TRANSACTION. THIS ACTIVITY IS NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - BD
Click below to view Craig Evan Sheftell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2000 - Present
FALLBROOK CAPITAL SECURITIES CORP.
Office #1: 26610 Agoura Road Suite 120, Calabasas, CA 91302BD
CRD#: 101180
Calabasas, CA
Past
July 1, 2015 - August 30, 2023
LIDO
RIA
CRD#: 269866
LOS ANGELES, CA
Past
September 16, 2014 - July 22, 2015
LIDO ADVISORS
RIA
CRD#: 119540
CALABASAS, CA
Past
October 1, 1991 - April 13, 2000
UNITED CALIFORNIA SECURITIES, INC.
BD
CRD#: 25307
ENCINO, CA
Past
February 18, 1986 - October 9, 1991
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 9, 1985 - February 27, 1986
NS SECURITIES, INC.
BD
CRD#: 10770
Past
October 19, 1983 - December 21, 1984
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/14/2000)
RR
Georgia(5/2/2000)
RR
Hawaii(1/16/2007)
RR
Washington(8/29/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FALLBROOK CAPITAL SECURITIES CORP.
CALABASAS CAPITAL | FALLBROOK CAPITAL SECURITIES CORP. | FALLBROOK CAPITAL CORPORATION
CRD#: 101180 / SEC#: , 8-52068
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
26610 Agoura Road Suite 120, Calabasas, CA 91302
Mailing Address
26610 Agoura Road Suite 120, Calabasas, CA 91302
Phone number
(818) 657-6100
Established
Florida since 08/04/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (25 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
