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JM

John Colin Maguire

CRD# 1200181·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Colin Maguire was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1998 - 2017. John had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GCFA SECURITIES, LLC·CRD# 155191
BD
New York, NY
July 27, 2012 - March 29, 2017
DEER ISLE CAPITAL, LLC·CRD# 146269
BD
East Hampton, NY
September 23, 2010 - May 31, 2011
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 23, 1998 - June 17, 2008

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Current Firm

GS
GCFA SECURITIES, LLC

GCFA SECURITIES | PROFECTUS INVESTMENTS, LLC | GCFA SECURITIES, LLC

CRD#: 155191 / SEC#: 8-68703
BD
Terminated by SEC on 05/28/2017

Contact Information

Established

Delaware since 05/28/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREYLOCK CAPITAL FINANCIAL ADVISORS, LLCPARENT COMPANY OF GCFA SECURITIES, LLC—
MEDIRATTA, AJATAMANAGING MEMBER & SECURITIES PRINCIPAL2282613
MAGUIRE, JOHN COLINCHIEF OPERATING OFFICER & CCO & PRINCIPAL1200181
SIPKIN, JOSEPH GARYFINOP, CFO1334813

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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