Craig L. Capretta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Louis Capretta, AIF® was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1983. Craig had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2020 - July 19, 2023
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
January 21, 2010 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - July 19, 2023
DELAWARE DISTRIBUTORS, L.P.
June 4, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 27, 2006 - April 30, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 10, 2003 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 23, 1999 - January 10, 2003
AMUNDI DISTRIBUTOR US, INC.
July 1, 1996 - June 23, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 27, 1995 - July 1, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION
September 16, 1994 - August 30, 1995
ADVEST, INC.
September 5, 1991 - September 22, 1994
J.C. BRADFORD & CO.
September 11, 1989 - June 13, 1990
FREEDOM FIRST SECURITIES, INC.
July 20, 1989 - September 16, 1989
CITISTREET EQUITIES LLC
June 6, 1988 - March 15, 1989
CITIGROUP GLOBAL MARKETS INC.
March 17, 1986 - March 10, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1983 - April 4, 1986
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
CRD#: 105390 / SEC#: 801-32108
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
CRD#: 105390 / SEC#: 801-32108
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 164,320,917,908 |
Red Flags
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